We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Advanced Micro Devices
AMD
$837B
| $1.6M | 0.05% |
35,039
-25,305
| -42% | -$932K |
|
352
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $1.6M | 0.05% |
34,313
-2,996
| -8% | -$135K |
|
|
ATAXZ
353
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.58M | 0.05% |
205,481
+412
| +0.2% | +$3.18K |
|
354
Ecolab
ECL
$76.8B
| $1.58M | 0.05% |
8,202
+218
| +3% | +$41.4K |
|
355
iShares TIPS Bond ETF
TIP
$14.6B
| $1.58M | 0.05% |
13,601
-2,122
| -13% | -$247K |
|
356
WisdomTree US High Dividend Fund
DHS
$1.59B
| $1.56M | 0.05% |
20,294
+17,431
| +609% | +$1.31M |
|
357
Magna International
MGA
$17.1B
| $1.56M | 0.05% |
28,449
+21
| +0.1% | +$1.14K |
|
358
ProShares Online Retail ETF
ONLN
$57.9M
| $1.55M | 0.05% |
42,462
+3,824
| +10% | +$133K |
|
359
Innovator US Equity Power Buffer ETF October
POCT
$943M
| $1.55M | 0.05% |
61,482
-2,548
| -4% | -$63.9K |
|
360
FedEx
FDX
$71.4B
| $1.53M | 0.05% |
10,076
-4,615
| -31% | -$711K |
|
361
First Trust Cloud Computing ETF
SKYY
$3.35B
| $1.53M | 0.05% |
25,397
-21,933
| -46% | -$1.28M |
|
362
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
| $1.52M | 0.05% |
+95,318
| New | +$1.48M |
|
363
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.52B
| $1.52M | 0.05% |
14,103
-5,145
| -27% | -$557K |
|
|
ATVI
364
DELISTED
Activision Blizzard
ATVI
| $1.51M | 0.05% |
25,390
-1,004
| -4% | -$55.6K |
|
365
Constellation Brands
STZ
$21B
| $1.5M | 0.05% |
7,872
-1,996
| -20% | -$377K |
|
366
Healthpeak Properties
DOC
$14B
| $1.5M | 0.05% |
43,611
-23
| -0.1% | -$805 |
|
367
iShares Gold Trust
IAU
$63.3B
| $1.49M | 0.05% |
51,592
-1,500
| -3% | -$42.5K |
|
368
Occidental Petroleum
OXY
$59.3B
| $1.48M | 0.05% |
35,760
+7,684
| +27% | +$308K |
|
369
Lam Research
LRCX
$337B
| $1.48M | 0.05% |
50,790
-13,630
| -21% | -$362K |
|
370
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $1.47M | 0.05% |
10,179
-487
| -5% | -$71.4K |
|
371
iShares Core US REIT ETF
USRT
$4.35B
| $1.46M | 0.05% |
26,832
-2,580
| -9% | -$142K |
|
372
General Mills
GIS
$19.7B
| $1.46M | 0.05% |
27,380
-2,071
| -7% | -$109K |
|
373
Baidu
BIDU
$30.2B
| $1.46M | 0.05% |
11,518
-1,683
| -13% | -$191K |
|
374
Innovator S&P Investment Grade Preferred ETF
EPRF
$65.4M
| $1.44M | 0.05% |
59,630
+34,600
| +138% | +$837K |
|
375
DuPont de Nemours
DD
$17.2B
| $1.44M | 0.05% |
17,813
-3,262
| -15% | -$271K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.