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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Seagate
STX
$178B
| $1.11M | 0.06% |
29,164
+5,453
| +23% | +$204K |
|
|
BNY
352
Bank of New York Mellon
BNY
$104B
| $1.11M | 0.06% |
23,415
+5,699
| +32% | +$257K |
|
|
JWN
353
DELISTED
Nordstrom
JWN
| $1.1M | 0.06% |
22,862
+4,759
| +26% | +$259K |
|
354
Vanguard Russell 2000 ETF
VTWO
$16.7B
| $1.1M | 0.06% |
+20,306
| New | +$1.04M |
|
|
VXX
355
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $1.09M | 0.06% |
10,678
+2,385
| +29% | +$286K |
|
356
STAG Industrial
STAG
$7.15B
| $1.09M | 0.06% |
45,629
+34,543
| +312% | +$796K |
|
357
Vanguard Russell 1000 Value ETF
VONV
$21.8B
| $1.08M | 0.05% |
22,190
+758
| +4% | +$35.8K |
|
|
NRF
358
DELISTED
NorthStar Realty Finance Corp.
NRF
| $1.08M | 0.05% |
71,386
+5,364
| +8% | +$77.8K |
|
|
FLG
359
Flagstar Bank National Association
FLG
$5.22B
| $1.07M | 0.05% |
22,400
+5,154
| +30% | +$236K |
|
360
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.97B
| $1.07M | 0.05% |
22,511
-9,671
| -30% | -$468K |
|
361
Xcel Energy
XEL
$45.4B
| $1.06M | 0.05% |
26,156
+6,482
| +33% | +$259K |
|
362
American Electric Power
AEP
$65.7B
| $1.06M | 0.05% |
16,903
+3,637
| +27% | +$224K |
|
363
KKR & Co
KKR
$86.9B
| $1.06M | 0.05% |
68,915
-9,861
| -13% | -$149K |
|
364
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
| $1.06M | 0.05% |
43,628
-18,298
| -30% | -$437K |
|
|
ETW
365
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
| $1.06M | 0.05% |
104,887
+11,796
| +13% | +$124K |
|
366
Cognizant
CTSH
$27.9B
| $1.05M | 0.05% |
18,738
+815
| +5% | +$43.6K |
|
367
Vanguard Energy ETF
VDE
$10.9B
| $1.04M | 0.05% |
9,929
+1,307
| +15% | +$131K |
|
368
Thor Industries
THO
$3.63B
| $1.04M | 0.05% |
10,357
+772
| +8% | +$69.7K |
|
369
JetBlue
JBLU
$1.62B
| $1.03M | 0.05% |
46,143
+1,516
| +3% | +$29.9K |
|
|
ATAXZ
370
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.03M | 0.05% |
190,746
+23,078
| +14% | +$125K |
|
371
Verisk Analytics
VRSK
$23.7B
| $1.03M | 0.05% |
12,653
+6,738
| +114% | +$552K |
|
|
APC
372
DELISTED
Anadarko Petroleum
APC
| $1.02M | 0.05% |
14,683
+2,407
| +20% | +$157K |
|
|
SE
373
DELISTED
Spectra Energy Corp Wi
SE
| $1.02M | 0.05% |
24,904
+818
| +3% | +$33.9K |
|
374
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
| $1.02M | 0.05% |
22,342
-6,124
| -22% | -$278K |
|
375
Nuveen California Quality Municipal Income Fund
NAC
$1.69B
| $1.02M | 0.05% |
72,054
+20,593
| +40% | +$302K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.