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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
351
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$248M
$809K 0.06%
25,289
-7,493
-23% -$232K
MPT
352
Medical Properties Trust
MPT
$2.02B
$809K 0.06%
66,843
+7,348
+12% +$93.8K
FBT icon
353
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
$804K 0.06%
11,551
+546
+5% +$35.8K
DX
354
Dynex Capital
DX
$3.02B
$802K 0.06%
33,467
+5,167
+18% +$130K
ZF
355
DELISTED
Virtus Total Return Fund Inc.
ZF
$801K 0.06%
53,350
-2,075
-4% -$29.3K
MUS
356
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$798K 0.06%
67,100
-3,000
-4% -$35.8K
AIVL icon
357
WisdomTree US AI Enhanced Value Fund
AIVL
$416M
$797K 0.06%
11,619
+1,048
+10% +$69.7K
HTGC icon
358
Hercules Capital
HTGC
$3.29B
$797K 0.06%
47,797
+1,616
+3% +$26.1K
VONV icon
359
Vanguard Russell 1000 Value ETF
VONV
$21.8B
$792K 0.06%
19,188
+4,352
+29% +$172K
CQP icon
360
Cheniere Energy
CQP
$31.8B
$790K 0.06%
27,553
+3,953
+17% +$115K
MVF
361
DELISTED
BlackRock MuniVest Fund
MVF
$790K 0.06%
88,287
-26,571
-23% -$242K
SDRL
362
DELISTED
Seadrill Limited Common Stock
SDRL
$787K 0.06%
72
+10
+16% +$118K
NEE icon
363
NextEra Energy
NEE
$168B
$784K 0.06%
36,412
+2,648
+8% +$55.8K
DIA icon
364
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$781K 0.06%
4,714
+1,355
+40% +$213K
APO icon
365
Apollo Global Management
APO
$73.5B
$778K 0.06%
+24,649
New +$764K
OHI icon
366
Omega Healthcare
OHI
$14.2B
$778K 0.06%
26,102
+2,894
+12% +$91.7K
INN
367
Summit Hotel Properties
INN
$614M
$776K 0.06%
85,708
+52,708
+160% +$475K
BDJ icon
368
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$773K 0.06%
96,969
-220
-0.2% -$1.7K
OXY icon
369
Occidental Petroleum
OXY
$59.3B
$773K 0.06%
8,459
+3,042
+56% +$278K
FDO
370
DELISTED
FAMILY DOLLAR STORES
FDO
$768K 0.06%
11,720
+858
+8% +$58.7K
AVT icon
371
Avnet
AVT
$7.61B
$762K 0.06%
+17,242
New +$711K
MRO
372
DELISTED
Marathon Oil Corporation
MRO
$760K 0.06%
21,426
+4,650
+28% +$166K
IP icon
373
International Paper
IP
$18B
$757K 0.06%
16,493
+139
+0.8% +$5.95K
TMO icon
374
Thermo Fisher Scientific
TMO
$240B
$756K 0.06%
6,824
+629
+10% +$62.5K
TNH
375
DELISTED
Terra Nitrogen
TNH
$755K 0.06%
5,350
-4,900
-48% -$873K
13 14
15
16 17

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.