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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
351
Invesco Dorsey Wright Momentum ETF
PDP
$1.45B
$854K 0.05%
25,210
-24,512
-49% -$807K
DLN icon
352
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$852K 0.05%
27,910
-2,002
-7% -$61.7K
IWN icon
353
iShares Russell 2000 Value ETF
IWN
$14.4B
$852K 0.05%
9,222
+2,500
+37% +$225K
MXI icon
354
iShares Global Materials ETF
MXI
$346M
$851K 0.05%
14,200
+241
+2% +$13.9K
IYR icon
355
iShares US Real Estate ETF
IYR
$4.69B
$848K 0.05%
13,367
+3,965
+42% +$259K
BDX icon
356
Becton Dickinson
BDX
$45.6B
$844K 0.05%
8,525
+1,021
+14% +$99.9K
KMB icon
357
Kimberly-Clark
KMB
$36.6B
$839K 0.05%
9,309
-25
-0.3% -$2.32K
ESV
358
DELISTED
Ensco Rowan plc
ESV
$839K 0.05%
3,881
+2,467
+174% +$566K
RWO icon
359
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$829K 0.05%
19,564
-15,198
-44% -$642K
JCI icon
360
Johnson Controls International
JCI
$87.2B
$823K 0.05%
18,986
+1,576
+9% +$66.8K
TWO
361
Two Harbors Investment
TWO
$1.27B
$821K 0.05%
10,565
+1,078
+11% +$84.6K
SCU
362
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$821K 0.05%
+7,462
New +$822K
NTX
363
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$818K 0.05%
60,825
+3,000
+5% +$40.4K
EWZ icon
364
iShares MSCI Brazil ETF
EWZ
$9.25B
$813K 0.05%
16,926
-3,616
-18% -$161K
APA icon
365
APA Corp
APA
$12.8B
$807K 0.05%
9,437
-3,036
-24% -$252K
COR icon
366
Cencora
COR
$60.7B
$804K 0.05%
+13,166
New +$770K
PMO
367
Franklin Municipal Opportunities Trust
PMO
$280M
$799K 0.05%
72,945
– –
V icon
368
Visa
V
$684B
$795K 0.05%
16,548
+1,340
+9% +$61.9K
HPF
369
John Hancock Preferred Income Fund II
HPF
$343M
$794K 0.05%
41,238
-932
-2% -$18.1K
PH icon
370
Parker-Hannifin
PH
$121B
$794K 0.05%
7,235
+984
+16% +$101K
EWRS
371
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$794K 0.05%
+18,902
New +$768K
FFA
372
First Trust Enhanced Equity Income Fund
FFA
$451M
$792K 0.05%
63,980
– –
FDO
373
DELISTED
FAMILY DOLLAR STORES
FDO
$791K 0.05%
10,862
+1,231
+13% +$86.5K
CNP icon
374
CenterPoint Energy
CNP
$27.8B
$789K 0.05%
32,837
+8,486
+35% +$202K
ILF icon
375
iShares Latin America 40 ETF
ILF
$3.85B
$788K 0.05%
20,471
+2,692
+15% +$99K
13 14
15
16 17

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.