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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Accenture
ACN
$116B
| $1.35M | 0.06% |
8,289
+618
| +8% | +$119K |
|
327
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
| $1.35M | 0.06% |
45,005
+647
| +1% | +$25.3K |
|
|
ATVI
328
DELISTED
Activision Blizzard
ATVI
| $1.35M | 0.06% |
22,664
-2,726
| -11% | -$162K |
|
329
Affiliated Managers Group
AMG
$8.87B
| $1.35M | 0.06% |
+22,772
| New | +$1.71M |
|
330
First Trust Cloud Computing ETF
SKYY
$3.35B
| $1.33M | 0.06% |
24,477
-920
| -4% | -$55.9K |
|
331
Elevance Health
ELV
$89.5B
| $1.33M | 0.06% |
5,860
-353
| -6% | -$96.2K |
|
332
Invesco S&P MidCap Momentum ETF
XMMO
$7B
| $1.32M | 0.06% |
26,993
+4,408
| +20% | +$257K |
|
333
Schwab US REIT ETF
SCHH
$10.9B
| $1.32M | 0.06% |
+80,754
| New | +$1.72M |
|
334
Innovator S&P Investment Grade Preferred ETF
EPRF
$65.4M
| $1.32M | 0.06% |
60,830
+1,200
| +2% | +$28.1K |
|
335
Lam Research
LRCX
$337B
| $1.32M | 0.06% |
55,050
+4,260
| +8% | +$123K |
|
336
Vanguard Total World Stock ETF
VT
$80.3B
| $1.32M | 0.06% |
21,008
-625
| -3% | -$47.1K |
|
337
First Trust Managed Municipal ETF
FMB
$2.01B
| $1.31M | 0.06% |
24,315
+1,212
| +5% | +$67.4K |
|
338
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.2B
| $1.31M | 0.06% |
33,272
-1,422
| -4% | -$52.2K |
|
339
Innovator US Equity Power Buffer ETF October
POCT
$943M
| $1.31M | 0.06% |
57,921
-3,561
| -6% | -$87K |
|
340
iShares Russell Mid-Cap Growth ETF
IWP
$19B
| $1.3M | 0.06% |
21,466
-8,496
| -28% | -$619K |
|
341
General Mills
GIS
$19.7B
| $1.28M | 0.06% |
24,288
-3,092
| -11% | -$163K |
|
342
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.47B
| $1.28M | 0.06% |
55,096
+5,990
| +12% | +$202K |
|
343
Xcel Energy
XEL
$45.4B
| $1.27M | 0.05% |
21,044
+207
| +1% | +$13.5K |
|
344
Ecolab
ECL
$76.8B
| $1.26M | 0.05% |
8,110
-92
| -1% | -$17.3K |
|
345
PNC Financial Services
PNC
$92.4B
| $1.26M | 0.05% |
13,145
+577
| +5% | +$77.5K |
|
346
Eaton
ETN
$155B
| $1.25M | 0.05% |
16,103
-2,903
| -15% | -$266K |
|
347
Sprott Physical Gold and Silver Trust
CEF
$7.56B
| $1.24M | 0.05% |
85,121
+24,525
| +40% | +$365K |
|
348
iShares US Financials ETF
IYF
$4.27B
| $1.24M | 0.05% |
25,522
-8,068
| -24% | -$511K |
|
349
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $1.24M | 0.05% |
20,980
+8,801
| +72% | +$663K |
|
|
PPL
350
PPL Corp
PPL
$25.1B
| $1.23M | 0.05% |
49,730
+3,683
| +8% | +$119K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.