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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $1.88M | 0.06% |
22,291
-3,429
| -13% | -$272K |
|
327
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$717M
| $1.87M | 0.06% |
38,178
-9,632
| -20% | -$457K |
|
328
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$403M
| $1.85M | 0.06% |
35,101
-6,062
| -15% | -$307K |
|
329
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
| $1.84M | 0.06% |
37,396
-842
| -2% | -$41.3K |
|
330
Deere & Co
DE
$181B
| $1.83M | 0.06% |
10,587
-838
| -7% | -$144K |
|
331
Vanguard Energy ETF
VDE
$10.9B
| $1.82M | 0.06% |
22,315
+1,178
| +6% | +$91.7K |
|
332
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.43B
| $1.81M | 0.06% |
45,631
+2,902
| +7% | +$112K |
|
333
Eaton
ETN
$155B
| $1.8M | 0.06% |
19,006
-801
| -4% | -$71.1K |
|
334
NextEra Energy
NEE
$168B
| $1.8M | 0.06% |
29,912
-2,092
| -7% | -$122K |
|
335
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
| $1.8M | 0.06% |
28,614
-2,962
| -9% | -$180K |
|
336
Cigna
CI
$74.1B
| $1.78M | 0.06% |
8,790
-388
| -4% | -$71.1K |
|
337
Biogen
BIIB
$31.9B
| $1.76M | 0.06% |
5,962
-2,751
| -32% | -$763K |
|
338
Ares Capital
ARCC
$13.9B
| $1.76M | 0.06% |
94,169
+16,231
| +21% | +$301K |
|
339
Vanguard Total World Stock ETF
VT
$80.3B
| $1.75M | 0.06% |
21,633
+2,244
| +12% | +$175K |
|
340
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
| $1.75M | 0.06% |
24,086
-4,334
| -15% | -$303K |
|
|
HDV
341
iShares Core High Dividend ETF
HDV
$15.3B
| $1.71M | 0.06% |
87,305
-4,560
| -5% | -$87K |
|
342
Waste Management
WM
$85.5B
| $1.68M | 0.06% |
14,820
-424
| -3% | -$47.9K |
|
343
WisdomTree True Developed International Fund
DOL
$838M
| $1.67M | 0.06% |
33,910
+32,565
| +2,421% | +$1.55M |
|
344
Invesco BuyBack Achievers ETF
PKW
$1.75B
| $1.66M | 0.06% |
24,244
+17,267
| +247% | +$1.14M |
|
|
PPL
345
PPL Corp
PPL
$25.1B
| $1.65M | 0.06% |
46,047
+3,891
| +9% | +$130K |
|
346
Elbit Systems
ESLT
$34.6B
| $1.65M | 0.06% |
10,573
-145
| -1% | -$23.6K |
|
347
Global Net Lease
GNL
$2.05B
| $1.64M | 0.06% |
81,042
+3,679
| +5% | +$72.6K |
|
348
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
| $1.63M | 0.06% |
12,975
+2,216
| +21% | +$280K |
|
349
First Trust Municipal High Income ETF
FMHI
$1.02B
| $1.63M | 0.05% |
30,561
+2,686
| +10% | +$143K |
|
350
Accenture
ACN
$116B
| $1.61M | 0.05% |
7,671
+740
| +11% | +$144K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.