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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
Cap. Flow
-$110M
Cap. Flow %
-3.92%
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$9.24M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.59M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.66M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$6.16M
5
GUNR icon
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
+$4.93M

Top Sells

Rank Stock Value
1
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$13.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$12.1M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$11.5M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.19%
2 Technology 8.14%
3 Financials 6.22%
4 Healthcare 4.45%
5 Communication Services 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
326
Sprott Focus Trust
FUND
$301M
$1.83M 0.07%
271,849
+13,138
+5% +$88.6K
STX icon
327
Seagate
STX
$178B
$1.79M 0.06%
33,300
+291
+0.9% +$14.3K
FNY icon
328
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$558M
$1.79M 0.06%
39,872
+27,528
+223% +$1.26M
GE icon
329
GE Aerospace
GE
$325B
$1.77M 0.06%
39,762
-4,469
-10% -$210K
ESLT icon
330
Elbit Systems
ESLT
$34.6B
$1.77M 0.06%
10,718
+116
+1% +$18.3K
GGZ
331
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$119M
$1.77M 0.06%
159,282
+28,319
+22% +$315K
WM icon
332
Waste Management
WM
$85.5B
$1.76M 0.06%
15,244
-5,458
-26% -$637K
AMD icon
333
Advanced Micro Devices
AMD
$837B
$1.75M 0.06%
60,344
+20,369
+51% +$639K
DJP icon
334
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$899M
$1.73M 0.06%
79,280
+9,092
+13% +$199K
HDV
335
iShares Core High Dividend ETF
HDV
$15.3B
$1.73M 0.06%
91,865
-2,990
-3% -$56.2K
RDIV icon
336
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.47B
$1.73M 0.06%
45,520
+269
+0.6% +$9.92K
DEEF icon
337
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$55.6M
$1.72M 0.06%
63,608
+949
+2% +$25.7K
HDMV icon
338
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$15.2M
$1.72M 0.06%
51,528
+17,115
+50% +$569K
IGSB icon
339
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$1.71M 0.06%
31,838
+1,293
+4% +$69.2K
ARWR icon
340
Arrowhead Research
ARWR
$9.29B
$1.7M 0.06%
60,350
– –
HYS icon
341
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$1.69M 0.06%
17,152
+1,343
+8% +$134K
ATAXZ
342
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$1.68M 0.06%
205,069
+4,545
+2% +$37.2K
SPVM icon
343
Invesco S&P 500 Value with Momentum ETF
SPVM
$135M
$1.66M 0.06%
41,585
+200
+0.5% +$7.94K
TSLA icon
344
Tesla
TSLA
$1.41T
$1.66M 0.06%
103,335
-1,290
-1% -$20.2K
PNC icon
345
PNC Financial Services
PNC
$92.4B
$1.65M 0.06%
11,732
+1,056
+10% +$143K
MDLZ icon
346
Mondelez International
MDLZ
$79.6B
$1.65M 0.06%
29,780
-2,015
-6% -$110K
VDE icon
347
Vanguard Energy ETF
VDE
$10.9B
$1.65M 0.06%
21,137
-14,620
-41% -$1.17M
SDOG icon
348
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$1.64M 0.06%
37,309
-700
-2% -$30.2K
ETN icon
349
Eaton
ETN
$155B
$1.64M 0.06%
19,807
+540
+3% +$43.7K
SPYD icon
350
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.43B
$1.63M 0.06%
42,729
-100
-0.2% -$3.74K
12 13
14
15 16

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2019 Portfolio in Review

As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.

  • First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
  • First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
  • First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
  • First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
  • First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
  • First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.

Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.