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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Vanguard FTSE Europe ETF
VGK
$30.7B
| $1.74M | 0.06% |
30,944
+4,961
| +19% | +$281K |
|
327
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
| $1.73M | 0.06% |
35,043
+5,253
| +18% | +$263K |
|
328
ConocoPhillips
COP
$145B
| $1.73M | 0.06% |
22,405
+2,665
| +14% | +$192K |
|
|
GGZ
329
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$125M
| $1.73M | 0.06% |
141,446
-289
| -0.2% | -$3.53K |
|
330
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
| $1.71M | 0.06% |
62,924
+8,512
| +16% | +$234K |
|
331
Seagate
STX
$195B
| $1.71M | 0.06% |
36,213
+4,209
| +13% | +$225K |
|
332
Humana
HUM
$44.4B
| $1.71M | 0.06% |
5,086
+592
| +13% | +$192K |
|
333
Vanguard Long-Term Bond ETF
BLV
$5.7B
| $1.71M | 0.06% |
19,513
+15,371
| +371% | +$1.36M |
|
334
Hershey
HSY
$35.4B
| $1.69M | 0.06% |
16,525
+464
| +3% | +$45.9K |
|
335
iShares US Financials ETF
IYF
$4.66B
| $1.68M | 0.06% |
27,686
+1,560
| +6% | +$95.6K |
|
336
Waste Management
WM
$90.9B
| $1.68M | 0.06% |
18,557
+1,285
| +7% | +$114K |
|
337
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.61B
| $1.67M | 0.06% |
43,852
+3,043
| +7% | +$115K |
|
|
HDV
338
iShares Core High Dividend ETF
HDV
$14.5B
| $1.65M | 0.06% |
91,490
+3,655
| +4% | +$64.8K |
|
339
American Express
AXP
$228B
| $1.64M | 0.06% |
15,421
+501
| +3% | +$52.1K |
|
340
Clorox
CLX
$11.6B
| $1.61M | 0.06% |
10,719
+956
| +10% | +$136K |
|
341
Berkshire Hathaway Class A
BRK.A
$1.1T
| $1.6M | 0.05% |
5
+4
| +400% | +$1.24M |
|
|
CN
342
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $1.6M | 0.05% |
48,975
+3,923
| +9% | +$130K |
|
343
Nucor
NUE
$58.8B
| $1.59M | 0.05% |
25,147
+9,111
| +57% | +$583K |
|
344
Sysco
SYY
$40.6B
| $1.59M | 0.05% |
21,621
-732
| -3% | -$52.7K |
|
345
Eastman Chemical
EMN
$7.8B
| $1.58M | 0.05% |
16,534
+1,721
| +12% | +$171K |
|
346
Southwest Airlines
LUV
$22.1B
| $1.58M | 0.05% |
25,516
+51
| +0.2% | +$2.98K |
|
347
First Trust Managed Municipal ETF
FMB
$2.03B
| $1.57M | 0.05% |
30,107
+1,091
| +4% | +$57.5K |
|
348
Lam Research
LRCX
$374B
| $1.55M | 0.05% |
101,840
+24,690
| +32% | +$422K |
|
|
VPU
349
Vanguard Utilities ETF
VPU
$8.5B
| $1.55M | 0.05% |
13,135
-1,684
| -11% | -$200K |
|
350
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
| $1.54M | 0.05% |
76,986
+2,888
| +4% | +$57K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.