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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.3B
| $1.17M | 0.06% |
10,389
-3,303
| -24% | -$367K |
|
327
The Mosaic Company
MOS
$7.04B
| $1.16M | 0.06% |
39,393
-10,655
| -21% | -$329K |
|
328
Broadcom
AVGO
$1.85T
| $1.16M | 0.06% |
53,180
+5,380
| +11% | +$111K |
|
329
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
| $1.15M | 0.06% |
36,684
-5,060
| -12% | -$151K |
|
330
Teva Pharmaceuticals
TEVA
$40.8B
| $1.15M | 0.06% |
36,165
-497
| -1% | -$17K |
|
331
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $1.15M | 0.06% |
23,902
+1,391
| +6% | +$66.3K |
|
332
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
| $1.14M | 0.06% |
44,436
+808
| +2% | +$20.2K |
|
333
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $1.14M | 0.06% |
17,484
-62,820
| -78% | -$4.08M |
|
334
iShares US Healthcare ETF
IYH
$3.37B
| $1.14M | 0.06% |
36,580
+5,410
| +17% | +$165K |
|
335
American Electric Power
AEP
$69.6B
| $1.13M | 0.06% |
16,745
-158
| -0.9% | -$10.2K |
|
336
Paychex
PAYX
$41.6B
| $1.12M | 0.06% |
18,472
-492
| -3% | -$29.9K |
|
|
CMD
337
DELISTED
Cantel Medical Corporation
CMD
| $1.12M | 0.06% |
14,024
-116
| -0.8% | -$9.22K |
|
|
VPU
338
Vanguard Utilities ETF
VPU
$8.48B
| $1.11M | 0.06% |
9,821
-3,187
| -25% | -$350K |
|
339
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
| $1.11M | 0.06% |
20,769
+2,175
| +12% | +$112K |
|
|
ETW
340
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
| $1.11M | 0.06% |
101,820
-3,067
| -3% | -$32.8K |
|
341
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
| $1.11M | 0.06% |
17,834
-2,684
| -13% | -$164K |
|
|
ATAXZ
342
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.11M | 0.06% |
199,285
+8,539
| +4% | +$47.6K |
|
343
Humana
HUM
$43.8B
| $1.1M | 0.06% |
5,327
-1,817
| -25% | -$376K |
|
344
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.94B
| $1.1M | 0.06% |
15,445
+420
| +3% | +$27.9K |
|
345
Baxter International
BAX
$13.6B
| $1.1M | 0.06% |
20,070
+1,535
| +8% | +$75.5K |
|
346
DigitalBridge
DBRG
$2.93B
| $1.08M | 0.06% |
+20,850
| New | +$1.17M |
|
347
Elbit Systems
ESLT
$38B
| $1.07M | 0.06% |
9,453
-400
| -4% | -$45.2K |
|
348
Warner Bros
WBD
$65.9B
| $1.07M | 0.06% |
36,771
-7,961
| -18% | -$223K |
|
349
Exelon
EXC
$46.9B
| $1.07M | 0.06% |
41,175
+2,889
| +8% | +$73.6K |
|
350
Lumen
LUMN
$6.58B
| $1.07M | 0.06% |
45,012
+7,055
| +19% | +$172K |
|
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First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.