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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Booking.com
BKNG
$129B
| $1.24M | 0.06% |
21,200
-600
| -3% | -$35.8K |
|
327
Vanguard Information Technology ETF
VGT
$146B
| $1.24M | 0.06% |
81,544
-155,832
| -66% | -$2.35M |
|
328
TSMC
TSM
$2.17T
| $1.23M | 0.06% |
42,901
+4,229
| +11% | +$127K |
|
329
Vanguard Materials ETF
VAW
$2.91B
| $1.23M | 0.06% |
10,951
-20,789
| -65% | -$2.27M |
|
330
Warner Bros
WBD
$70.4B
| $1.23M | 0.06% |
44,732
+34,838
| +352% | +$945K |
|
331
Waste Management
WM
$85.5B
| $1.23M | 0.06% |
17,289
-731
| -4% | -$48.9K |
|
332
Berkshire Hathaway Class A
BRK.A
$1.11T
| $1.22M | 0.06% |
5
| – | – |
|
333
WisdomTree US High Dividend Fund
DHS
$1.59B
| $1.22M | 0.06% |
18,146
+641
| +4% | +$42.1K |
|
334
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $1.21M | 0.06% |
48,092
-534
| -1% | -$13.2K |
|
335
Johnson Controls International
JCI
$85.1B
| $1.21M | 0.06% |
29,343
+12
| +0% | +$525 |
|
336
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
| $1.2M | 0.06% |
41,744
-6,496
| -13% | -$178K |
|
337
Cummins
CMI
$72.6B
| $1.19M | 0.06% |
8,719
-2,420
| -22% | -$324K |
|
|
DFS
338
DELISTED
Discover Financial Services
DFS
| $1.19M | 0.06% |
16,459
+902
| +6% | +$57.3K |
|
339
United Parcel Service
UPS
$84B
| $1.18M | 0.06% |
10,297
+374
| +4% | +$42.1K |
|
340
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $1.18M | 0.06% |
20,518
-1,712
| -8% | -$99.2K |
|
341
iShares MSCI Switzerland ETF
EWL
$2.3B
| $1.17M | 0.06% |
39,646
+2,949
| +8% | +$86K |
|
|
342
Vanguard FTSE Europe ETF
VGK
$30B
| $1.16M | 0.06% |
24,176
-120,782
| -83% | -$5.69M |
|
343
Paychex
PAYX
$41.6B
| $1.16M | 0.06% |
18,964
+4,112
| +28% | +$237K |
|
344
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
| $1.15M | 0.06% |
67,954
-5,000
| -7% | -$80.7K |
|
345
Constellation Brands
STZ
$21B
| $1.15M | 0.06% |
7,500
-3,152
| -30% | -$501K |
|
346
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
| $1.15M | 0.06% |
15,121
+7,763
| +106% | +$589K |
|
347
Cencora
COR
$60.8B
| $1.13M | 0.06% |
14,469
+9,189
| +174% | +$717K |
|
348
NYLIM Merger Arbitrage ETF
MNA
$261M
| $1.13M | 0.06% |
38,569
-6,288
| -14% | -$183K |
|
349
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
| $1.13M | 0.06% |
8,478
+226
| +3% | +$29.5K |
|
|
CMD
350
DELISTED
Cantel Medical Corporation
CMD
| $1.11M | 0.06% |
+14,140
| New | +$1.1M |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.