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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
326
Tesla
TSLA
$1.41T
$1.17M 0.06%
86,040
+18,765
+28% +$271K
DHS icon
327
WisdomTree US High Dividend Fund
DHS
$1.59B
$1.16M 0.06%
17,505
+620
+4% +$41.6K
PEY icon
328
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
$1.16M 0.06%
72,954
+9,254
+15% +$146K
VTR icon
329
Ventas
VTR
$45.2B
$1.16M 0.06%
16,369
+220
+1% +$16K
XLRE icon
330
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.95B
$1.15M 0.06%
+35,090
New +$1.18M
VTV icon
331
Vanguard Morningstar Value ETF
VTV
$189B
$1.15M 0.06%
13,209
+1,375
+12% +$120K
WM icon
332
Waste Management
WM
$85.5B
$1.15M 0.06%
18,020
+2,911
+19% +$190K
KBE icon
333
State Street SPDR S&P Bank ETF
KBE
$1.54B
$1.14M 0.06%
34,186
-478
-1% -$15.5K
OEF icon
334
iShares S&P 100 ETF
OEF
$20B
$1.13M 0.06%
11,814
+1,065
+10% +$102K
VXX
335
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1.13M 0.06%
8,293
+2,277
+38% +$364K
LOW icon
336
Lowe's Companies
LOW
$109B
$1.12M 0.06%
15,560
+2,326
+18% +$181K
KKR icon
337
KKR & Co
KKR
$86.9B
$1.12M 0.06%
78,776
-12,761
-14% -$181K
EWL icon
338
iShares MSCI Switzerland ETF
EWL
$2.3B
$1.12M 0.06%
36,697
+2,680
+8% +$81K
WTMF icon
339
WisdomTree Managed Futures Strategy Fund
WTMF
$269M
$1.12M 0.06%
26,633
-2,186
-8% -$91.3K
MS icon
340
Morgan Stanley
MS
$318B
$1.12M 0.06%
34,802
-2,970
-8% -$88.6K
DD
341
DELISTED
Du Pont De Nemours E I
DD
$1.09M 0.06%
16,338
-684
-4% -$46.5K
VBK icon
342
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$1.09M 0.06%
8,252
+46
+0.6% +$5.99K
BEN icon
343
Franklin Templeton
BEN
$16.6B
$1.08M 0.06%
30,516
-3,556
-10% -$126K
UPS icon
344
United Parcel Service
UPS
$84B
$1.08M 0.06%
9,923
-664
-6% -$72.5K
LKQ icon
345
LKQ Corp
LKQ
$5.82B
$1.08M 0.06%
30,521
-123
-0.4% -$4.26K
BRK.A icon
346
Berkshire Hathaway Class A
BRK.A
$1.11T
$1.08M 0.06%
5
– –
FEP icon
347
First Trust Europe AlphaDEX Fund
FEP
$525M
$1.07M 0.06%
36,337
-655
-2% -$18.8K
MDT icon
348
Medtronic
MDT
$118B
$1.07M 0.06%
12,340
-1,895
-13% -$165K
MDIV icon
349
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$423M
$1.06M 0.06%
56,311
+1,978
+4% +$38.5K
HYS icon
350
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$1.06M 0.06%
10,622
-870
-8% -$85.3K
12 13
14
15 16

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
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CAW
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First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.