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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$582M
| $1.11M | 0.06% |
44,668
+15,913
| +55% | +$428K |
|
327
Comcast
CMCSA
$84.2B
| $1.1M | 0.06% |
39,012
-1,172
| -3% | -$34.8K |
|
328
Norfolk Southern
NSC
$71.2B
| $1.1M | 0.06% |
14,484
+920
| +7% | +$74.8K |
|
329
Parker-Hannifin
PH
$116B
| $1.1M | 0.06% |
11,061
+858
| +8% | +$93.2K |
|
330
Truist Financial
TFC
$59.2B
| $1.1M | 0.06% |
30,631
+15,617
| +104% | +$603K |
|
331
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$123M
| $1.09M | 0.06% |
40,527
+33,003
| +439% | +$966K |
|
332
Invesco BuyBack Achievers ETF
PKW
$1.75B
| $1.07M | 0.06% |
24,293
-14,390
| -37% | -$676K |
|
|
PCP
333
DELISTED
PRECISION CASTPARTS CORP
PCP
| $1.07M | 0.06% |
+4,659
| New | +$1M |
|
334
Mondelez International
MDLZ
$79.6B
| $1.06M | 0.06% |
25,206
-2,571
| -9% | -$111K |
|
335
Sysco
SYY
$37.7B
| $1.05M | 0.06% |
26,996
-28,863
| -52% | -$1.1M |
|
336
Dover
DOV
$25.4B
| $1.05M | 0.06% |
22,571
-208
| -0.9% | -$10.5K |
|
337
McKesson
MCK
$103B
| $1.04M | 0.06% |
5,672
+330
| +6% | +$69.9K |
|
|
BNY
338
Bank of New York Mellon
BNY
$104B
| $1.04M | 0.06% |
26,616
+1,522
| +6% | +$63.3K |
|
|
CHI
339
Calamos Convertible Opportunities and Income Fund
CHI
$973M
| $1.03M | 0.06% |
104,779
-113,913
| -52% | -$1.26M |
|
340
Edwards Lifesciences
EW
$51.5B
| $1.03M | 0.06% |
43,056
+15,102
| +54% | +$365K |
|
341
iShares US Technology ETF
IYW
$25B
| $1.03M | 0.06% |
41,544
-64,664
| -61% | -$1.67M |
|
342
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
| $1.03M | 0.06% |
24,713
+532
| +2% | +$23.5K |
|
|
SKX
343
DELISTED
Skechers
SKX
| $1.03M | 0.06% |
23,094
-20,109
| -47% | -$913K |
|
344
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $1.03M | 0.06% |
7,470
+4,270
| +133% | +$577K |
|
345
PayPal
PYPL
$45.1B
| $1.02M | 0.06% |
+33,404
| New | +$1.2M |
|
346
M&T Bank
MTB
$32.6B
| $1.02M | 0.06% |
8,408
-221
| -3% | -$27.6K |
|
347
Under Armour
UAA
$2.15B
| $1.01M | 0.06% |
20,938
+2,180
| +12% | +$104K |
|
348
AllianceBernstein
AB
$3.3B
| $1M | 0.06% |
37,715
-2,311
| -6% | -$63.4K |
|
349
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $1M | 0.06% |
11,068
-942
| -8% | -$90.2K |
|
350
Waste Management
WM
$85.5B
| $994K | 0.05% |
20,088
-1,944
| -9% | -$96.9K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.