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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $876K | 0.07% |
16,844
+1,137
| +7% | +$55.9K |
|
327
Schwab U.S Small- Cap ETF
SCHA
$21.9B
| $875K | 0.07% |
66,668
-109,652
| -62% | -$1.38M |
|
328
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $873K | 0.07% |
18,017
+2,552
| +17% | +$117K |
|
329
Newmont
NEM
$128B
| $873K | 0.07% |
38,022
+18,083
| +91% | +$464K |
|
330
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
| $871K | 0.07% |
45,730
+3,548
| +8% | +$67.9K |
|
331
iShares US Utilities ETF
IDU
$1.25B
| $870K | 0.07% |
18,078
+5,108
| +39% | +$245K |
|
332
Wolverine World Wide
WWW
$1.58B
| $869K | 0.07% |
+25,631
| New | +$792K |
|
|
SIAL
333
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $859K | 0.07% |
+9,148
| New | +$795K |
|
334
Transocean
RIG
$6.19B
| $854K | 0.07% |
17,474
-46,079
| -73% | -$2.26M |
|
|
JPS
335
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $853K | 0.07% |
105,307
-25,819
| -20% | -$209K |
|
|
FFA
336
First Trust Enhanced Equity Income Fund
FFA
$453M
| $851K | 0.07% |
63,980
| – | – |
|
337
General Motors
GM
$74B
| $850K | 0.07% |
20,730
+14,307
| +223% | +$541K |
|
|
EVV
338
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
| $849K | 0.07% |
55,595
-223,199
| -80% | -$3.36M |
|
|
NSL
339
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $845K | 0.07% |
118,793
-1,972
| -2% | -$13.9K |
|
|
BBBY
340
DELISTED
Bed Bath & Beyond Inc
BBBY
| $838K | 0.07% |
10,406
+286
| +3% | +$22.1K |
|
|
WPZ
341
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $837K | 0.07% |
17,552
+1,840
| +12% | +$88.3K |
|
342
Unilever
UL
$134B
| $835K | 0.07% |
17,999
-343
| -2% | -$15.4K |
|
343
Las Vegas Sands
LVS
$26.6B
| $833K | 0.07% |
10,498
+2,801
| +36% | +$202K |
|
344
Welltower
WELL
$169B
| $826K | 0.07% |
15,308
-72
| -0.5% | -$4.28K |
|
345
Mastercard
MA
$497B
| $825K | 0.07% |
9,810
+420
| +4% | +$31.2K |
|
346
Stryker
SYK
$109B
| $822K | 0.07% |
10,935
-141
| -1% | -$10.3K |
|
347
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$661M
| $818K | 0.07% |
17,693
-5,477
| -24% | -$256K |
|
348
Verisk Analytics
VRSK
$23.7B
| $815K | 0.07% |
12,356
+6,406
| +108% | +$421K |
|
|
ACG
349
DELISTED
AllianceBernstein Income Fund Inc
ACG
| $814K | 0.07% |
114,220
-24,270
| -18% | -$171K |
|
350
APA Corp
APA
$15.7B
| $810K | 0.06% |
9,450
+13
| +0.1% | +$1.16K |
|
Similar funds
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TI
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CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.