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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NRF
326
DELISTED
NorthStar Realty Finance Corp.
NRF
| $923K | 0.05% |
50,696
| – | – |
|
|
XLVS
327
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
| $920K | 0.05% |
18,772
-1,902
| -9% | -$93.2K |
|
328
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $919K | 0.05% |
15,644
+7,106
| +83% | +$409K |
|
329
Vanguard FTSE Pacific ETF
VPL
$8.16B
| $915K | 0.05% |
15,107
+7,362
| +95% | +$430K |
|
330
W.W. Grainger
GWW
$64B
| $909K | 0.05% |
3,457
+490
| +17% | +$128K |
|
331
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $909K | 0.05% |
76,842
-2,094
| -3% | -$24.4K |
|
332
Union Pacific
UNP
$172B
| $909K | 0.05% |
11,708
+286
| +3% | +$22.6K |
|
333
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
| $908K | 0.05% |
97,067
+19,395
| +25% | +$185K |
|
334
HP
HPQ
$24.6B
| $906K | 0.05% |
94,862
+36,533
| +63% | +$403K |
|
335
Waste Management
WM
$90.5B
| $905K | 0.05% |
21,718
-1,084
| -5% | -$45.2K |
|
|
PDM
336
Piedmont Realty Trust
PDM
$1.25B
| $904K | 0.05% |
52,020
-2,005
| -4% | -$35.8K |
|
337
Amazon
AMZN
$2.53T
| $889K | 0.05% |
56,360
+5,480
| +11% | +$81.7K |
|
338
United States Oil Fund
USO
$2.12B
| $880K | 0.05% |
+2,986
| New | +$900K |
|
|
LLTC
339
DELISTED
Linear Technology Corp
LLTC
| $878K | 0.05% |
22,257
+4,664
| +27% | +$184K |
|
340
AGCO
AGCO
$7.76B
| $876K | 0.05% |
+14,403
| New | +$816K |
|
341
Globe Life
GL
$14.2B
| $873K | 0.05% |
18,116
+3
| +0% | +$141 |
|
342
United Parcel Service
UPS
$89.5B
| $873K | 0.05% |
9,569
-3,140
| -25% | -$276K |
|
343
Hormel Foods
HRL
$14B
| $871K | 0.05% |
41,406
+982
| +2% | +$20.6K |
|
344
Regeneron Pharmaceuticals
REGN
$76B
| $871K | 0.05% |
+2,788
| New | +$733K |
|
345
Sysco
SYY
$40.6B
| $871K | 0.05% |
27,485
+3,649
| +15% | +$122K |
|
346
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $870K | 0.05% |
9,495
+6,501
| +217% | +$595K |
|
|
NSL
347
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $869K | 0.05% |
120,765
+21
| +0% | +$152 |
|
|
BHI
348
DELISTED
Baker Hughes
BHI
| $869K | 0.05% |
17,660
+13,256
| +301% | +$639K |
|
|
MUS
349
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
| $869K | 0.05% |
70,100
+3,000
| +4% | +$35.9K |
|
|
JTP
350
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $867K | 0.05% |
113,091
-24,312
| -18% | -$189K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.