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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Liberty Global Class C
LBTYK
$3.42B
| $1.53M | 0.07% |
97,105
-1,743
| -2% | -$32.7K |
|
302
Seagate
STX
$178B
| $1.51M | 0.07% |
30,991
-1,688
| -5% | -$90.1K |
|
303
State Street
STT
$50.2B
| $1.5M | 0.06% |
28,188
-33,171
| -54% | -$2.3M |
|
304
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$55.8M
| $1.5M | 0.06% |
69,194
-35,239
| -34% | -$933K |
|
305
Uber
UBER
$145B
| $1.5M | 0.06% |
53,533
+27,700
| +107% | +$912K |
|
306
GE Aerospace
GE
$325B
| $1.49M | 0.06% |
37,722
+1,951
| +5% | +$104K |
|
307
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
| $1.48M | 0.06% |
29,749
-27,253
| -48% | -$1.37M |
|
308
Deere & Co
DE
$181B
| $1.47M | 0.06% |
10,649
+62
| +0.6% | +$9.81K |
|
309
Waste Management
WM
$85.5B
| $1.47M | 0.06% |
15,883
+1,063
| +7% | +$122K |
|
310
Vertex Pharmaceuticals
VRTX
$130B
| $1.46M | 0.06% |
6,140
+789
| +15% | +$181K |
|
311
Schwab International Equity ETF
SCHF
$68.1B
| $1.45M | 0.06% |
112,352
-127,508
| -53% | -$1.96M |
|
312
Lumen
LUMN
$6.88B
| $1.45M | 0.06% |
153,193
-3,171
| -2% | -$39.6K |
|
313
ProShares Online Retail ETF
ONLN
$57.9M
| $1.45M | 0.06% |
43,462
+1,000
| +2% | +$36.3K |
|
314
WisdomTree True Developed International Fund
DOL
$838M
| $1.43M | 0.06% |
38,783
+4,873
| +14% | +$216K |
|
|
WBA
315
DELISTED
Walgreens Boots Alliance
WBA
| $1.42M | 0.06% |
31,136
-32,967
| -51% | -$1.67M |
|
|
XYZ
316
Block Inc
XYZ
$46B
| $1.42M | 0.06% |
27,148
+5,454
| +25% | +$373K |
|
317
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
| $1.41M | 0.06% |
14,623
+2,050
| +16% | +$226K |
|
318
iShares MSCI EAFE ETF
EFA
$77.6B
| $1.38M | 0.06% |
25,879
-7,061
| -21% | -$448K |
|
319
Elbit Systems
ESLT
$34.6B
| $1.38M | 0.06% |
10,576
+3
| +0% | +$439 |
|
|
FUND
320
Sprott Focus Trust
FUND
$301M
| $1.38M | 0.06% |
273,396
+5,171
| +2% | +$34.2K |
|
321
Illumina
ILMN
$34.6B
| $1.38M | 0.06% |
5,187
+1,281
| +33% | +$358K |
|
322
Crown Castle
CCI
$31.2B
| $1.37M | 0.06% |
9,504
+1,902
| +25% | +$284K |
|
323
Southwest Airlines
LUV
$19.2B
| $1.37M | 0.06% |
38,471
+15,337
| +66% | +$760K |
|
324
Novartis
NVS
$264B
| $1.37M | 0.06% |
16,612
+1,987
| +14% | +$177K |
|
325
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $1.37M | 0.06% |
8,149
-2,030
| -20% | -$313K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.