We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
First Trust Technology AlphaDEX Fund
FXL
$2.71B
| $2.15M | 0.07% |
29,694
+8,877
| +43% | +$609K |
|
302
Union Pacific
UNP
$167B
| $2.14M | 0.07% |
11,845
-440
| -4% | -$75.3K |
|
303
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.43B
| $2.12M | 0.07% |
19,466
-242
| -1% | -$26.1K |
|
304
PayPal
PYPL
$45.1B
| $2.1M | 0.07% |
19,496
-683
| -3% | -$71.2K |
|
305
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
| $2.1M | 0.07% |
14,133
+2,209
| +19% | +$303K |
|
306
Lumen
LUMN
$6.88B
| $2.07M | 0.07% |
156,364
+547
| +0.4% | +$7.33K |
|
307
Thermo Fisher Scientific
TMO
$240B
| $2.07M | 0.07% |
6,386
-67
| -1% | -$20.3K |
|
308
Medtronic
MDT
$118B
| $2.05M | 0.07% |
18,201
-77
| -0.4% | -$8.45K |
|
|
VER
309
DELISTED
VEREIT, Inc.
VER
| $2.01M | 0.07% |
43,703
-17,311
| -28% | -$830K |
|
310
PNC Financial Services
PNC
$92.4B
| $2.01M | 0.07% |
12,568
+836
| +7% | +$126K |
|
311
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $1.99M | 0.07% |
30,751
-2,412
| -7% | -$150K |
|
312
GE Aerospace
GE
$325B
| $1.98M | 0.07% |
35,771
-3,991
| -10% | -$206K |
|
313
First Trust Europe AlphaDEX Fund
FEP
$525M
| $1.98M | 0.07% |
52,749
-3,318
| -6% | -$119K |
|
|
FUND
314
Sprott Focus Trust
FUND
$301M
| $1.97M | 0.07% |
268,225
-3,624
| -1% | -$25.2K |
|
315
American Express
AXP
$211B
| $1.97M | 0.07% |
15,914
-53
| -0.3% | -$6.33K |
|
316
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
| $1.96M | 0.07% |
44,358
-1,498
| -3% | -$64.2K |
|
317
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.47B
| $1.95M | 0.07% |
49,106
+3,586
| +8% | +$138K |
|
318
Seagate
STX
$178B
| $1.95M | 0.07% |
32,679
-621
| -2% | -$35.7K |
|
319
Clorox
CLX
$10.3B
| $1.94M | 0.07% |
12,688
+454
| +4% | +$67.9K |
|
320
General Motors
GM
$74B
| $1.93M | 0.07% |
52,787
-2,979
| -5% | -$108K |
|
|
TWTR
321
DELISTED
Twitter, Inc.
TWTR
| $1.93M | 0.07% |
60,367
+212
| +0.4% | +$6.97K |
|
322
First Trust Senior Loan Fund ETF
FTSL
$2.43B
| $1.92M | 0.06% |
39,944
-7,179
| -15% | -$341K |
|
|
GGZ
323
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$119M
| $1.91M | 0.06% |
160,735
+1,453
| +0.9% | +$16.4K |
|
324
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $1.91M | 0.06% |
35,739
+3,901
| +12% | +$209K |
|
325
Elevance Health
ELV
$89.5B
| $1.88M | 0.06% |
6,213
-84
| -1% | -$23.1K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.