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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $1.99M | 0.07% |
33,163
-1,405
| -4% | -$84.3K |
|
302
Union Pacific
UNP
$167B
| $1.99M | 0.07% |
12,285
+536
| +5% | +$90.1K |
|
303
Medtronic
MDT
$118B
| $1.99M | 0.07% |
18,278
-1,750
| -9% | -$183K |
|
304
GSK
GSK
$101B
| $1.98M | 0.07% |
36,897
-1,701
| -4% | -$87.5K |
|
305
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
| $1.97M | 0.07% |
21,454
+4,040
| +23% | +$370K |
|
306
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
| $1.96M | 0.07% |
45,856
-54,856
| -54% | -$2.29M |
|
307
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
| $1.95M | 0.07% |
25,878
+14,378
| +125% | +$1.06M |
|
308
Lumen
LUMN
$6.88B
| $1.94M | 0.07% |
155,817
+2,245
| +1% | +$26.7K |
|
309
First Trust Europe AlphaDEX Fund
FEP
$525M
| $1.93M | 0.07% |
56,067
-3,365
| -6% | -$116K |
|
310
Deere & Co
DE
$181B
| $1.93M | 0.07% |
11,425
-342
| -3% | -$54.7K |
|
311
iShares US Medical Devices ETF
IHI
$3.27B
| $1.92M | 0.07% |
46,920
+24,276
| +107% | +$994K |
|
312
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
| $1.92M | 0.07% |
28,420
+302
| +1% | +$20.5K |
|
313
iShares MSCI EAFE ETF
EFA
$77.6B
| $1.92M | 0.07% |
29,310
-1,024
| -3% | -$66K |
|
314
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $1.91M | 0.07% |
25,720
-3,184
| -11% | -$243K |
|
315
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
| $1.91M | 0.07% |
31,576
-14,004
| -31% | -$844K |
|
316
First Trust Global Wind Energy ETF
FAN
$236M
| $1.9M | 0.07% |
145,160
-6,707
| -4% | -$88.6K |
|
317
American Express
AXP
$211B
| $1.89M | 0.07% |
15,967
+181
| +1% | +$22.2K |
|
318
iShares US Aerospace & Defense ETF
ITA
$12.7B
| $1.88M | 0.07% |
16,686
+2,400
| +17% | +$262K |
|
319
DuPont de Nemours
DD
$17.2B
| $1.87M | 0.07% |
21,075
-2,033
| -9% | -$179K |
|
320
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
| $1.87M | 0.07% |
38,238
-5,815
| -13% | -$285K |
|
321
Thermo Fisher Scientific
TMO
$240B
| $1.87M | 0.07% |
6,453
+494
| +8% | +$141K |
|
322
NextEra Energy
NEE
$168B
| $1.87M | 0.07% |
32,004
-512
| -2% | -$27.7K |
|
323
Clorox
CLX
$10.3B
| $1.85M | 0.07% |
12,234
+204
| +2% | +$32.2K |
|
324
Welltower
WELL
$169B
| $1.84M | 0.07% |
20,284
+903
| +5% | +$78.6K |
|
325
iShares TIPS Bond ETF
TIP
$14.6B
| $1.83M | 0.07% |
15,723
-6,704
| -30% | -$778K |
|
Similar funds
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.