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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Eastman Chemical
EMN
$7.44B
| $1.89M | 0.07% |
17,948
-12,938
| -42% | -$1.31M |
|
302
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
| $1.88M | 0.07% |
60,106
-3,940
| -6% | -$126K |
|
303
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $1.85M | 0.07% |
15,558
+324
| +2% | +$39.1K |
|
304
F5
FFIV
$24B
| $1.85M | 0.07% |
12,880
-514
| -4% | -$73.7K |
|
|
BRSP
305
BrightSpire Capital
BRSP
$543M
| $1.84M | 0.07% |
+97,034
| New | +$1.91M |
|
306
Tesla
TSLA
$1.41T
| $1.8M | 0.07% |
101,505
+17,925
| +21% | +$394K |
|
307
Vanguard S&P 500 Growth ETF
VOOG
$26.6B
| $1.8M | 0.07% |
77,682
-24,738
| -24% | -$590K |
|
308
Cognizant
CTSH
$27.9B
| $1.78M | 0.07% |
22,139
-9,767
| -31% | -$772K |
|
309
United Parcel Service
UPS
$84B
| $1.77M | 0.07% |
16,977
-318
| -2% | -$36.8K |
|
310
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
| $1.77M | 0.07% |
29,098
+26,102
| +871% | +$1.62M |
|
311
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $1.74M | 0.07% |
48,451
+4,833
| +11% | +$176K |
|
312
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $1.73M | 0.07% |
15,805
+2,364
| +18% | +$266K |
|
|
GGZ
313
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$119M
| $1.72M | 0.07% |
142,932
-2,808
| -2% | -$35.1K |
|
314
TSMC
TSM
$2.17T
| $1.71M | 0.07% |
39,029
-2,658
| -6% | -$116K |
|
315
iShares US Aerospace & Defense ETF
ITA
$12.7B
| $1.7M | 0.07% |
17,086
+2,438
| +17% | +$242K |
|
|
RMT
316
Royce Micro-Cap Trust
RMT
$724M
| $1.69M | 0.07% |
180,509
+8,051
| +5% | +$76.6K |
|
|
EMD
317
Western Asset Emerging Markets Debt Fund
EMD
$581M
| $1.68M | 0.06% |
115,778
+11,672
| +11% | +$176K |
|
318
Global Net Lease
GNL
$2.05B
| $1.68M | 0.06% |
99,401
-15,176
| -13% | -$267K |
|
319
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $1.67M | 0.06% |
13,791
+8,262
| +149% | +$1.04M |
|
320
State Street SPDR S&P Bank ETF
KBE
$1.54B
| $1.66M | 0.06% |
34,689
+5,020
| +17% | +$249K |
|
321
Comcast
CMCSA
$84.2B
| $1.65M | 0.06% |
48,592
-1,731
| -3% | -$67.1K |
|
322
Occidental Petroleum
OXY
$59.3B
| $1.65M | 0.06% |
25,553
+1,687
| +7% | +$118K |
|
323
Conagra Brands
CAG
$7.29B
| $1.64M | 0.06% |
44,675
+17,089
| +62% | +$630K |
|
324
Vanguard Morningstar Value ETF
VTV
$189B
| $1.64M | 0.06% |
15,903
+3,009
| +23% | +$323K |
|
325
Annaly Capital Management
NLY
$16B
| $1.64M | 0.06% |
39,367
-2,648
| -6% | -$113K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.