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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
iShares MSCI EAFE Value ETF
EFV
$28.8B
| $1.33M | 0.07% |
25,602
+10,581
| +70% | +$520K |
|
302
Tucows
TCX
$168M
| $1.32M | 0.07% |
25,899
-10,000
| -28% | -$459K |
|
303
iShares US Home Construction ETF
ITB
$2.28B
| $1.31M | 0.07% |
41,058
-36,763
| -47% | -$1.1M |
|
304
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
| $1.31M | 0.07% |
24,019
+14,445
| +151% | +$760K |
|
305
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
| $1.31M | 0.07% |
12,835
-4,786
| -27% | -$482K |
|
306
iShares MSCI Switzerland ETF
EWL
$2.19B
| $1.3M | 0.07% |
40,800
+1,154
| +3% | +$35.8K |
|
307
United Parcel Service
UPS
$88.5B
| $1.29M | 0.07% |
11,913
+1,616
| +16% | +$177K |
|
308
Cummins
CMI
$88.4B
| $1.28M | 0.07% |
8,515
-204
| -2% | -$30.2K |
|
309
Berkshire Hathaway Class A
BRK.A
$1.1T
| $1.25M | 0.06% |
5
| – | – |
|
310
KKR & Co
KKR
$90.3B
| $1.25M | 0.06% |
68,419
-496
| -0.7% | -$8.81K |
|
|
FRC
311
DELISTED
First Republic Bank
FRC
| $1.24M | 0.06% |
13,139
-4,952
| -27% | -$466K |
|
312
Freeport-McMoran
FCX
$90.2B
| $1.23M | 0.06% |
90,276
+14,424
| +19% | +$207K |
|
|
DFS
313
DELISTED
Discover Financial Services
DFS
| $1.23M | 0.06% |
17,962
+1,503
| +9% | +$106K |
|
314
Adobe
ADBE
$98.9B
| $1.22M | 0.06% |
9,327
+2,687
| +40% | +$315K |
|
|
BNY
315
Bank of New York Mellon
BNY
$106B
| $1.21M | 0.06% |
25,708
+2,293
| +10% | +$107K |
|
316
Analog Devices
ADI
$179B
| $1.21M | 0.06% |
14,763
+1,198
| +9% | +$94.1K |
|
317
Hasbro
HAS
$13.3B
| $1.21M | 0.06% |
12,095
+2,356
| +24% | +$218K |
|
|
FLOW
318
DELISTED
SPX FLOW, Inc.
FLOW
| $1.21M | 0.06% |
34,886
-5,921
| -15% | -$202K |
|
319
Johnson Controls International
JCI
$88.8B
| $1.21M | 0.06% |
28,641
-702
| -2% | -$29.7K |
|
320
Lowe's Companies
LOW
$117B
| $1.21M | 0.06% |
14,565
+248
| +2% | +$19K |
|
321
Enbridge
ENB
$120B
| $1.2M | 0.06% |
29,765
+22,301
| +299% | +$942K |
|
322
First Trust Rising Dividend Achievers ETF
RDVY
$24.8B
| $1.2M | 0.06% |
45,053
+12,357
| +38% | +$321K |
|
323
Waste Management
WM
$90.5B
| $1.2M | 0.06% |
16,292
-997
| -6% | -$71.1K |
|
|
SBNY
324
DELISTED
Signature Bank
SBNY
| $1.19M | 0.06% |
+435
| New | +$67.4K |
|
325
Cognizant
CTSH
$24.8B
| $1.17M | 0.06% |
19,696
+958
| +5% | +$55.1K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.