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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Genuine Parts
GPC
$18B
| $1.37M | 0.07% |
14,294
+1,545
| +12% | +$147K |
|
302
Prudential Financial
PRU
$40.4B
| $1.37M | 0.07% |
13,130
+2,031
| +18% | +$193K |
|
303
State Street SPDR S&P Bank ETF
KBE
$1.54B
| $1.36M | 0.07% |
31,187
-2,999
| -9% | -$116K |
|
304
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $1.34M | 0.07% |
14,284
+1,421
| +11% | +$136K |
|
305
American Express
AXP
$211B
| $1.34M | 0.07% |
18,037
+9,232
| +105% | +$639K |
|
306
Annaly Capital Management
NLY
$16B
| $1.34M | 0.07% |
33,503
+822
| +3% | +$33.4K |
|
|
TWTR
307
DELISTED
Twitter, Inc.
TWTR
| $1.34M | 0.07% |
81,977
+11,363
| +16% | +$208K |
|
308
State Street SPDR S&P China ETF
GXC
$459M
| $1.33M | 0.07% |
18,515
+6,131
| +50% | +$468K |
|
|
STJ
309
DELISTED
St Jude Medical
STJ
| $1.33M | 0.07% |
16,592
-1,676
| -9% | -$133K |
|
310
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
| $1.33M | 0.07% |
36,662
+3,226
| +10% | +$129K |
|
311
iShares S&P 100 ETF
OEF
$20B
| $1.32M | 0.07% |
13,249
+1,435
| +12% | +$139K |
|
312
Occidental Petroleum
OXY
$59.3B
| $1.31M | 0.07% |
18,426
+4,901
| +36% | +$348K |
|
313
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
| $1.31M | 0.07% |
13,126
+2,504
| +24% | +$248K |
|
|
FLOW
314
DELISTED
SPX FLOW, Inc.
FLOW
| $1.31M | 0.07% |
40,807
-57
| -0.1% | -$1.67K |
|
315
Toll Brothers
TOL
$12.2B
| $1.31M | 0.07% |
42,159
+30,460
| +260% | +$903K |
|
316
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$727M
| $1.3M | 0.07% |
47,409
-3,599
| -7% | -$97.2K |
|
317
Southwest Airlines
LUV
$19.2B
| $1.29M | 0.07% |
25,879
+8,985
| +53% | +$403K |
|
318
iShares Russell 3000 ETF
IWV
$20B
| $1.29M | 0.07% |
9,672
+140
| +1% | +$18.1K |
|
319
WisdomTree Japan Hedged Equity Fund
DXJ
$7.1B
| $1.28M | 0.06% |
25,885
-50,103
| -66% | -$2.35M |
|
320
Tucows
TCX
$114M
| $1.26M | 0.06% |
35,899
+14,899
| +71% | +$482K |
|
321
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
| $1.26M | 0.06% |
25,358
+397
| +2% | +$20K |
|
|
DD
322
DELISTED
Du Pont De Nemours E I
DD
| $1.26M | 0.06% |
17,191
+853
| +5% | +$60.6K |
|
323
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.86B
| $1.26M | 0.06% |
25,950
+2,019
| +8% | +$99.4K |
|
324
Phillips 66
PSX
$106B
| $1.25M | 0.06% |
14,475
-454
| -3% | -$37.7K |
|
325
Vanguard Global ex-US Real Estate ETF
VNQI
$3.35B
| $1.25M | 0.06% |
25,154
-713
| -3% | -$37K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.