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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
| $1.29M | 0.07% |
24,472
+1,619
| +7% | +$85K |
|
302
Booking.com
BKNG
$129B
| $1.28M | 0.07% |
21,800
+1,275
| +6% | +$71.1K |
|
303
Genuine Parts
GPC
$18B
| $1.28M | 0.07% |
12,749
-4,367
| -26% | -$443K |
|
304
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $1.28M | 0.07% |
12,863
+860
| +7% | +$83.7K |
|
305
Freeport-McMoran
FCX
$99.4B
| $1.27M | 0.07% |
117,312
+2,824
| +2% | +$32.5K |
|
306
Novartis
NVS
$264B
| $1.27M | 0.07% |
18,012
-947
| -5% | -$69K |
|
307
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
| $1.27M | 0.07% |
46,878
+35,148
| +300% | +$947K |
|
308
Vanguard Total World Stock ETF
VT
$80.3B
| $1.27M | 0.07% |
20,871
+12,896
| +162% | +$778K |
|
|
FLOW
309
DELISTED
SPX FLOW, Inc.
FLOW
| $1.26M | 0.07% |
40,864
+1,617
| +4% | +$45.1K |
|
310
State Street SPDR ICE Preferred Securities ETF
PSK
$664M
| $1.25M | 0.07% |
27,516
-17,502
| -39% | -$808K |
|
|
AET
311
DELISTED
Aetna Inc
AET
| $1.25M | 0.07% |
10,836
-191
| -2% | -$22.4K |
|
312
J.M. Smucker
SJM
$13.2B
| $1.25M | 0.07% |
9,187
+6,233
| +211% | +$915K |
|
313
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $1.23M | 0.07% |
48,626
-1,865
| -4% | -$46.5K |
|
314
Northrop Grumman
NOC
$75.4B
| $1.23M | 0.07% |
5,729
-1,250
| -18% | -$271K |
|
315
Applied Materials
AMAT
$330B
| $1.22M | 0.06% |
40,519
-1,279
| -3% | -$35.7K |
|
316
iShares Russell 3000 ETF
IWV
$20B
| $1.22M | 0.06% |
9,532
-65
| -0.7% | -$8.3K |
|
317
Jazz Pharmaceuticals
JAZZ
$15.8B
| $1.22M | 0.06% |
10,004
+2,178
| +28% | +$294K |
|
318
Unilever
UL
$134B
| $1.22M | 0.06% |
22,788
+2,237
| +11% | +$118K |
|
319
Broadcom
AVGO
$1.62T
| $1.21M | 0.06% |
70,270
-13,490
| -16% | -$226K |
|
320
National Grid
NGG
$76.4B
| $1.2M | 0.06% |
17,538
+2,178
| +14% | +$151K |
|
321
Phillips 66
PSX
$106B
| $1.2M | 0.06% |
14,929
+254
| +2% | +$19.7K |
|
322
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.86B
| $1.2M | 0.06% |
23,931
+272
| +1% | +$13.6K |
|
323
Invesco S&P 500 High Beta ETF
SPHB
$872M
| $1.2M | 0.06% |
+36,477
| New | +$1.15M |
|
324
TSMC
TSM
$2.17T
| $1.18M | 0.06% |
38,672
-3,080
| -7% | -$88.1K |
|
325
Alaska Air
ALK
$4.43B
| $1.18M | 0.06% |
17,932
-2,013
| -10% | -$132K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.