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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.28B
| $1.3M | 0.07% |
19,501
+6,488
| +50% | +$451K |
|
302
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $1.27M | 0.07% |
46,222
+31,590
| +216% | +$877K |
|
303
Avista
AVA
$3.08B
| $1.23M | 0.07% |
+37,083
| New | +$1.18M |
|
|
MMP
304
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.23M | 0.07% |
20,432
+1,335
| +7% | +$91.2K |
|
305
Kroger
KR
$36.4B
| $1.23M | 0.07% |
34,129
+1,775
| +5% | +$65.8K |
|
306
W.W. Grainger
GWW
$59.3B
| $1.19M | 0.07% |
5,435
-191
| -3% | -$42.9K |
|
307
AdvisorShares Insider Advantage ETF
SURE
$56M
| $1.17M | 0.06% |
22,223
+1,213
| +6% | +$67.9K |
|
308
Westlake Corp
WLK
$9.03B
| $1.17M | 0.06% |
22,194
+1,050
| +5% | +$61.3K |
|
309
KeyCorp
KEY
$22.1B
| $1.16M | 0.06% |
87,388
-1,636
| -2% | -$23.2K |
|
|
MCRO
310
DELISTED
IQ Hedge Macro Tracker
MCRO
| $1.16M | 0.06% |
47,662
-3,683
| -7% | -$91.4K |
|
311
iShares Russell 2000 Value ETF
IWN
$14.1B
| $1.15M | 0.06% |
12,672
+742
| +6% | +$71.2K |
|
312
Emerson Electric
EMR
$81.3B
| $1.14M | 0.06% |
25,631
-53,605
| -68% | -$2.64M |
|
313
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $1.14M | 0.06% |
52,258
-3,025
| -5% | -$72.3K |
|
314
Skyworks Solutions
SWKS
$12.9B
| $1.14M | 0.06% |
13,515
+3,077
| +29% | +$281K |
|
315
Goldman Sachs
GS
$273B
| $1.14M | 0.06% |
6,552
-624
| -9% | -$122K |
|
316
Johnson Controls International
JCI
$85.1B
| $1.14M | 0.06% |
26,314
+389
| +2% | +$17.9K |
|
317
Welltower
WELL
$169B
| $1.13M | 0.06% |
16,715
-626
| -4% | -$41.8K |
|
|
HDV
318
iShares Core High Dividend ETF
HDV
$15.3B
| $1.13M | 0.06% |
81,435
-20,900
| -20% | -$303K |
|
319
United Parcel Service
UPS
$84B
| $1.13M | 0.06% |
11,425
-1,402
| -11% | -$138K |
|
320
Vanguard Energy ETF
VDE
$10.9B
| $1.12M | 0.06% |
13,205
-1,295
| -9% | -$123K |
|
321
iShares Russell 3000 ETF
IWV
$20B
| $1.12M | 0.06% |
9,857
-4,877
| -33% | -$590K |
|
|
NVO
322
Novo Nordisk
NVO
$184B
| $1.12M | 0.06% |
40,982
-1,624
| -4% | -$46K |
|
323
Cognizant
CTSH
$27.9B
| $1.11M | 0.06% |
17,593
+612
| +4% | +$38.4K |
|
324
Schwab US Dividend Equity ETF
SCHD
$110B
| $1.11M | 0.06% |
92,622
+11,535
| +14% | +$144K |
|
325
Tesla
TSLA
$1.41T
| $1.11M | 0.06% |
68,415
-990
| -1% | -$16.8K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.