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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Blackstone
BX
$92.7B
| $974K | 0.08% |
31,311
+7,699
| +33% | +$210K |
|
302
iShares Global Healthcare ETF
IXJ
$4.19B
| $968K | 0.08% |
22,402
+5,086
| +29% | +$211K |
|
303
Kinder Morgan
KMI
$68.4B
| $966K | 0.08% |
26,689
-3,205
| -11% | -$112K |
|
|
RTN
304
DELISTED
Raytheon Company
RTN
| $960K | 0.08% |
10,590
-2,862
| -21% | -$239K |
|
305
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $955K | 0.08% |
95,316
-1,751
| -2% | -$17.2K |
|
306
Globe Life
GL
$13.3B
| $951K | 0.08% |
18,239
+123
| +0.7% | +$6.13K |
|
|
EMC
307
DELISTED
EMC CORPORATION
EMC
| $950K | 0.08% |
37,387
-44,585
| -54% | -$1.08M |
|
308
Amazon
AMZN
$2.65T
| $945K | 0.08% |
47,420
-8,940
| -16% | -$161K |
|
309
Johnson Controls International
JCI
$85.1B
| $945K | 0.08% |
17,612
-1,374
| -7% | -$67.6K |
|
|
LLTC
310
DELISTED
Linear Technology Corp
LLTC
| $944K | 0.08% |
20,597
-1,660
| -7% | -$69.3K |
|
|
PCN
311
PIMCO Corporate & Income Strategy Fund
PCN
$853M
| $935K | 0.07% |
59,096
-17,572
| -23% | -$290K |
|
312
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
| $932K | 0.07% |
40,980
+5,334
| +15% | +$116K |
|
|
JHP
313
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
| $929K | 0.07% |
117,551
-27,595
| -19% | -$216K |
|
314
Waste Management
WM
$85.5B
| $927K | 0.07% |
20,825
-893
| -4% | -$39K |
|
315
Vanguard FTSE Pacific ETF
VPL
$8.55B
| $925K | 0.07% |
15,064
-43
| -0.3% | -$2.63K |
|
316
Kimberly-Clark
KMB
$32.6B
| $923K | 0.07% |
9,230
-79
| -0.8% | -$7.88K |
|
317
Becton Dickinson
BDX
$49.5B
| $915K | 0.07% |
8,518
-7
| -0.1% | -$726 |
|
318
Parker-Hannifin
PH
$116B
| $906K | 0.07% |
7,041
-194
| -3% | -$22.5K |
|
319
W.W. Grainger
GWW
$59.3B
| $898K | 0.07% |
3,448
-9
| -0.3% | -$2.34K |
|
|
PCL
320
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
| $896K | 0.07% |
19,203
+2,566
| +15% | +$117K |
|
321
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
| $895K | 0.07% |
26,922
-988
| -4% | -$31.8K |
|
322
iShares Russell 2000 Value ETF
IWN
$14.1B
| $889K | 0.07% |
8,980
-242
| -3% | -$23.1K |
|
|
KRFT
323
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $889K | 0.07% |
16,601
+2,216
| +15% | +$118K |
|
|
EEB
324
DELISTED
Invesco BRIC ETF
EEB
| $888K | 0.07% |
25,837
-149,328
| -85% | -$5.33M |
|
325
Hormel Foods
HRL
$11.4B
| $883K | 0.07% |
39,110
-2,296
| -6% | -$50.3K |
|
Similar funds
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FS
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TI
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CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.