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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
NextEra Energy
NEE
$168B
| $1.72M | 0.07% |
28,544
-1,368
| -5% | -$86K |
|
277
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
| $1.72M | 0.07% |
11,424
-1,542
| -12% | -$286K |
|
278
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $1.69M | 0.07% |
20,822
-1,129
| -5% | -$122K |
|
279
GSK
GSK
$101B
| $1.68M | 0.07% |
35,474
-4,460
| -11% | -$238K |
|
280
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
| $1.66M | 0.07% |
64,179
-27,551
| -30% | -$728K |
|
281
Cigna
CI
$74.1B
| $1.65M | 0.07% |
9,313
+523
| +6% | +$101K |
|
282
Medtronic
MDT
$118B
| $1.64M | 0.07% |
18,162
-39
| -0.2% | -$4.15K |
|
283
Vanguard Financials ETF
VFH
$13.1B
| $1.64M | 0.07% |
32,272
-4,468
| -12% | -$304K |
|
284
iShares Russell 2000 Value ETF
IWN
$14.1B
| $1.63M | 0.07% |
19,899
+2,024
| +11% | +$227K |
|
285
W.P. Carey
WPC
$15.2B
| $1.62M | 0.07% |
28,497
+457
| +2% | +$34.7K |
|
286
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
| $1.61M | 0.07% |
62,595
-10,474
| -14% | -$316K |
|
287
First Trust Municipal High Income ETF
FMHI
$1.02B
| $1.6M | 0.07% |
32,652
+2,091
| +7% | +$111K |
|
288
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
| $1.6M | 0.07% |
15,001
-46,749
| -76% | -$5.78M |
|
289
Vanguard Industrials ETF
VIS
$7.71B
| $1.6M | 0.07% |
14,465
-1,126
| -7% | -$160K |
|
290
Magna International
MGA
$17.1B
| $1.59M | 0.07% |
49,958
+21,509
| +76% | +$992K |
|
291
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $1.59M | 0.07% |
38,653
+7,902
| +26% | +$446K |
|
292
ServiceNow
NOW
$145B
| $1.58M | 0.07% |
27,585
+5,735
| +26% | +$359K |
|
293
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.52B
| $1.58M | 0.07% |
14,857
+754
| +5% | +$81.9K |
|
294
Union Pacific
UNP
$167B
| $1.57M | 0.07% |
11,105
-740
| -6% | -$122K |
|
295
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $1.56M | 0.07% |
17,205
+10,302
| +149% | +$1.1M |
|
296
American Express
AXP
$211B
| $1.56M | 0.07% |
18,235
+2,321
| +15% | +$270K |
|
297
Kinder Morgan
KMI
$68.4B
| $1.55M | 0.07% |
111,589
-12
| -0% | -$228 |
|
298
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.97B
| $1.54M | 0.07% |
30,801
+5,895
| +24% | +$299K |
|
299
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
| $1.54M | 0.07% |
32,765
-43,923
| -57% | -$2.37M |
|
300
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
| $1.53M | 0.07% |
73,336
-5,071
| -6% | -$140K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.