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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Vanguard Industrials ETF
VIS
$7.71B
| $2.4M | 0.08% |
15,591
+226
| +1% | +$34K |
|
277
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
| $2.4M | 0.08% |
34,567
+1,757
| +5% | +$117K |
|
278
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
| $2.36M | 0.08% |
37,952
+1,773
| +5% | +$107K |
|
279
Valero Energy
VLO
$116B
| $2.36M | 0.08% |
25,322
-5,789
| -19% | -$547K |
|
280
Kinder Morgan
KMI
$68.4B
| $2.36M | 0.08% |
111,601
-1,769
| -2% | -$35.8K |
|
281
GSK
GSK
$101B
| $2.35M | 0.08% |
39,934
+3,037
| +8% | +$169K |
|
282
Oneok
OKE
$58.4B
| $2.34M | 0.08% |
30,947
-2,104
| -6% | -$150K |
|
283
International Paper
IP
$18B
| $2.34M | 0.08% |
53,450
+1,654
| +3% | +$69.4K |
|
284
iShares US Financials ETF
IYF
$4.27B
| $2.32M | 0.08% |
33,590
+14,350
| +75% | +$952K |
|
285
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
| $2.31M | 0.08% |
73,069
+43,958
| +151% | +$1.33M |
|
286
Humana
HUM
$46.2B
| $2.31M | 0.08% |
6,284
+223
| +4% | +$70.7K |
|
287
iShares Russell 2000 Value ETF
IWN
$14.1B
| $2.3M | 0.08% |
17,875
-1,436
| -7% | -$178K |
|
288
Vanguard Consumer Staples ETF
VDC
$7.71B
| $2.29M | 0.08% |
14,181
+702
| +5% | +$110K |
|
289
iShares Russell Mid-Cap Growth ETF
IWP
$19B
| $2.29M | 0.08% |
29,962
-3,310
| -10% | -$243K |
|
290
iShares MSCI EAFE ETF
EFA
$77.6B
| $2.28M | 0.08% |
32,940
+3,630
| +12% | +$245K |
|
291
Broadcom
AVGO
$1.62T
| $2.27M | 0.08% |
71,410
-18,760
| -21% | -$570K |
|
292
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
| $2.27M | 0.08% |
39,006
+36,387
| +1,389% | +$2.02M |
|
293
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$558M
| $2.27M | 0.08% |
47,122
+7,250
| +18% | +$336K |
|
294
Northrop Grumman
NOC
$75.4B
| $2.25M | 0.08% |
6,550
+755
| +13% | +$265K |
|
295
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
| $2.24M | 0.08% |
42,252
+38,378
| +991% | +$1.96M |
|
296
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$15.2M
| $2.21M | 0.07% |
64,598
+13,070
| +25% | +$443K |
|
297
W.P. Carey
WPC
$15.2B
| $2.2M | 0.07% |
28,040
-5,252
| -16% | -$440K |
|
298
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$62.3M
| $2.17M | 0.07% |
53,292
-4,124
| -7% | -$160K |
|
299
Liberty Global Class C
LBTYK
$3.42B
| $2.16M | 0.07% |
98,848
+1,044
| +1% | +$23.5K |
|
300
Vanguard Long-Term Bond ETF
BLV
$5.63B
| $2.16M | 0.07% |
21,487
-2,661
| -11% | -$270K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.