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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
Cap. Flow
-$140M
Cap. Flow %
-7.22%
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$11M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.58M
3
GAP
The Gap Inc
GAP
+$5.58M
4
LYB icon
LyondellBasell Industries
LYB
+$5.42M
5
RLJ icon
RLJ Lodging Trust
RLJ
+$5.35M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.62M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$7.24M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 8.05%
2 Financials 6.73%
3 Healthcare 6.22%
4 Industrials 5.57%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPKW icon
276
Invesco International BuyBack Achievers ETF
IPKW
$552M
$1.47M 0.08%
+47,455
New +$1.43M
BIL icon
277
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.46M 0.08%
+15,869
New +$1.45M
BEN icon
278
Franklin Resources
BEN
$17.7B
$1.45M 0.07%
34,297
-2,770
-7% -$115K
DIA icon
279
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.44M 0.07%
6,956
-11,849
-63% -$2.42M
EFAV icon
280
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$1.43M 0.07%
21,725
-75,887
-78% -$4.86M
NOC icon
281
Northrop Grumman
NOC
$77.1B
$1.43M 0.07%
6,029
-92
-2% -$21.9K
IYE icon
282
iShares US Energy ETF
IYE
$1.73B
$1.43M 0.07%
36,880
-20,566
-36% -$818K
SNY icon
283
Sanofi
SNY
$103B
$1.43M 0.07%
31,661
-4,949
-14% -$210K
MU icon
284
Micron Technology
MU
$961B
$1.42M 0.07%
48,159
+10,642
+28% +$260K
IYW icon
285
iShares US Technology ETF
IYW
$23.6B
$1.41M 0.07%
41,708
-14,484
-26% -$470K
TSM icon
286
TSMC
TSM
$2.11T
$1.41M 0.07%
42,875
-26
-0.1% -$812
HISF icon
287
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$1.4M 0.07%
27,622
-4,312
-14% -$218K
OXY icon
288
Occidental Petroleum
OXY
$56.3B
$1.4M 0.07%
21,911
+3,485
+19% +$232K
VT icon
289
Vanguard Total World Stock ETF
VT
$77.1B
$1.38M 0.07%
21,131
+9,636
+84% +$616K
DG icon
290
Dollar General
DG
$28B
$1.38M 0.07%
19,716
+45
+0.2% +$3.3K
DD
291
DELISTED
Du Pont De Nemours E I
DD
$1.37M 0.07%
16,927
-264
-2% -$20.5K
PRU icon
292
Prudential Financial
PRU
$42.6B
$1.37M 0.07%
13,145
+15
+0.1% +$1.62K
KBE icon
293
State Street SPDR S&P Bank ETF
KBE
$1.64B
$1.36M 0.07%
31,700
+513
+2% +$22.6K
TUZ
294
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$1.36M 0.07%
26,840
-3,955
-13% -$200K
IWV icon
295
iShares Russell 3000 ETF
IWV
$19.6B
$1.36M 0.07%
9,651
-21
-0.2% -$2.9K
BIDU icon
296
Baidu
BIDU
$37.4B
$1.35M 0.07%
4,299
-1,229
-22% -$216K
COP icon
297
ConocoPhillips
COP
$145B
$1.35M 0.07%
27,099
-2,442
-8% -$118K
IGSB icon
298
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$1.35M 0.07%
25,260
-12,602
-33% -$662K
DOC icon
299
Healthpeak Properties
DOC
$15.1B
$1.34M 0.07%
43,206
-3,226
-7% -$99.1K
LUV icon
300
Southwest Airlines
LUV
$22.1B
$1.34M 0.07%
25,157
-722
-3% -$38.8K
10 11
12
13 14

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q1 2017 Portfolio in Review

As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.

  • First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
  • First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
  • First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
  • First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
  • First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.

Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.