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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Clorox
CLX
$10.3B
| $1.41M | 0.07% |
11,267
-714
| -6% | -$93.5K |
|
277
Mondelez International
MDLZ
$79.6B
| $1.4M | 0.07% |
31,906
+2,099
| +7% | +$92.1K |
|
|
FTR
278
DELISTED
Frontier Communications Corp.
FTR
| $1.4M | 0.07% |
22,459
+222
| +1% | +$15.8K |
|
279
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$727M
| $1.4M | 0.07% |
51,008
+5,231
| +11% | +$146K |
|
280
SPX Corp
SPXC
$8.95B
| $1.39M | 0.07% |
68,856
+3,357
| +5% | +$59.5K |
|
281
Packaging Corp of America
PKG
$20.6B
| $1.39M | 0.07% |
17,058
-426
| -2% | -$32.5K |
|
282
NetEase
NTES
$75.4B
| $1.38M | 0.07% |
28,695
+18,845
| +191% | +$802K |
|
283
Entergy
ETR
$48.9B
| $1.37M | 0.07% |
35,796
-5,816
| -14% | -$231K |
|
284
Annaly Capital Management
NLY
$16B
| $1.37M | 0.07% |
32,681
-10,458
| -24% | -$453K |
|
|
VPU
285
Vanguard Utilities ETF
VPU
$8B
| $1.37M | 0.07% |
12,824
+4,743
| +59% | +$525K |
|
286
Vanguard Consumer Staples ETF
VDC
$7.71B
| $1.37M | 0.07% |
10,017
+1,766
| +21% | +$247K |
|
287
Johnson Controls International
JCI
$85.1B
| $1.36M | 0.07% |
29,331
-2,480
| -8% | -$115K |
|
288
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
| $1.36M | 0.07% |
13,418
-4,864
| -27% | -$493K |
|
289
Eaton
ETN
$155B
| $1.35M | 0.07% |
20,617
+329
| +2% | +$21.3K |
|
290
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $1.35M | 0.07% |
22,230
-4,206
| -16% | -$256K |
|
|
TUZ
291
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $1.35M | 0.07% |
26,423
-3,250
| -11% | -$166K |
|
292
ConocoPhillips
COP
$159B
| $1.33M | 0.07% |
30,701
-3,100
| -9% | -$129K |
|
|
HDV
293
iShares Core High Dividend ETF
HDV
$15.3B
| $1.33M | 0.07% |
82,000
-65,775
| -45% | -$1.08M |
|
|
MMP
294
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.33M | 0.07% |
18,838
-498
| -3% | -$35.5K |
|
295
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
| $1.32M | 0.07% |
28,466
-394
| -1% | -$18.9K |
|
296
Schwab US Dividend Equity ETF
SCHD
$110B
| $1.32M | 0.07% |
93,393
+2,574
| +3% | +$36.3K |
|
297
NYLIM Merger Arbitrage ETF
MNA
$261M
| $1.31M | 0.07% |
44,857
-3,885
| -8% | -$111K |
|
298
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
| $1.31M | 0.07% |
24,961
+535
| +2% | +$27.1K |
|
299
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
| $1.3M | 0.07% |
48,240
-1,852
| -4% | -$48.9K |
|
300
Sysco
SYY
$37.7B
| $1.3M | 0.07% |
26,452
-5,922
| -18% | -$304K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.