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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UPL
276
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $1.06M | 0.09% |
49,057
+353
| +0.7% | +$7.19K |
|
|
DMB
277
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$183M
| $1.06M | 0.09% |
102,500
+11,000
| +12% | +$114K |
|
278
iShares US Industrials ETF
IYJ
$1.9B
| $1.06M | 0.08% |
20,902
+5,910
| +39% | +$282K |
|
279
Lockheed Martin
LMT
$124B
| $1.06M | 0.08% |
7,081
-5,671
| -44% | -$770K |
|
|
SE
280
DELISTED
Spectra Energy Corp Wi
SE
| $1.05M | 0.08% |
29,560
+1,460
| +5% | +$50.2K |
|
281
Raymond James Financial
RJF
$31.7B
| $1.04M | 0.08% |
+29,927
| New | +$927K |
|
282
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.21B
| $1.04M | 0.08% |
24,931
+5,367
| +27% | +$228K |
|
|
RMT
283
Royce Micro-Cap Trust
RMT
$724M
| $1.03M | 0.08% |
82,221
+22,032
| +37% | +$269K |
|
284
iShares International Select Dividend ETF
IDV
$8.55B
| $1.03M | 0.08% |
27,029
-1,566
| -5% | -$58.5K |
|
285
iShares MSCI Mexico ETF
EWW
$1.68B
| $1.02M | 0.08% |
14,876
+3,223
| +28% | +$212K |
|
286
Invesco FTSE RAFI US 1000 ETF
PRF
$9.93B
| $1.01M | 0.08% |
60,940
+34,640
| +132% | +$551K |
|
|
PMF
287
DELISTED
PIMCO Municipal Income Fund
PMF
| $1.01M | 0.08% |
82,700
+500
| +0.6% | +$6.24K |
|
288
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $1M | 0.08% |
7,429
-450
| -6% | -$58.3K |
|
289
Citigroup
C
$223B
| $1M | 0.08% |
19,304
-1,860
| -9% | -$94.1K |
|
290
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
| $1M | 0.08% |
24,895
-149,621
| -86% | -$5.89M |
|
291
Skyworks Solutions
SWKS
$12.9B
| $997K | 0.08% |
+34,985
| New | +$917K |
|
292
Comcast
CMCSA
$84.2B
| $996K | 0.08% |
38,442
+21,226
| +123% | +$511K |
|
293
3D Systems Corp
DDD
$522M
| $993K | 0.08% |
10,677
+6,692
| +168% | +$469K |
|
294
NOV
NOV
$7.33B
| $993K | 0.08% |
13,796
+4,576
| +50% | +$333K |
|
295
Mondelez International
MDLZ
$79.6B
| $992K | 0.08% |
27,906
-2,794
| -9% | -$92.9K |
|
296
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
| $991K | 0.08% |
43,114
+7,316
| +20% | +$161K |
|
297
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
| $984K | 0.08% |
19,908
-34,815
| -64% | -$1.64M |
|
|
RALS
298
DELISTED
ProShares RAFI Long/Short
RALS
| $981K | 0.08% |
23,086
-145,973
| -86% | -$6.17M |
|
299
HCA Healthcare
HCA
$93.2B
| $980K | 0.08% |
20,415
+2,960
| +17% | +$137K |
|
300
Union Pacific
UNP
$167B
| $980K | 0.08% |
11,566
-142
| -1% | -$11.2K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.