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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JHP
276
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
| $1.15M | 0.07% |
145,146
-8,625
| -6% | -$69.1K |
|
277
Tapestry
TPR
$30.8B
| $1.15M | 0.07% |
21,098
+2,980
| +16% | +$164K |
|
278
Gilead Sciences
GILD
$163B
| $1.14M | 0.07% |
18,192
+5,510
| +43% | +$329K |
|
279
Plains All American Pipeline
PAA
$17.5B
| $1.14M | 0.07% |
21,581
+1,459
| +7% | +$77.9K |
|
280
W.P. Carey
WPC
$16.9B
| $1.14M | 0.07% |
17,903
+15
| +0.1% | +$987 |
|
281
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
| $1.13M | 0.07% |
21,009
+3,190
| +18% | +$160K |
|
282
iShares US Technology ETF
IYW
$23.5B
| $1.13M | 0.07% |
56,904
+27,196
| +92% | +$528K |
|
|
PPL
283
PPL Corp
PPL
$26.8B
| $1.12M | 0.06% |
39,529
+21,963
| +125% | +$630K |
|
284
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $1.11M | 0.06% |
45,085
-190
| -0.4% | -$4.64K |
|
285
Valero Energy
VLO
$92.6B
| $1.11M | 0.06% |
32,734
+22,750
| +228% | +$804K |
|
286
iShares US Home Construction ETF
ITB
$2.29B
| $1.1M | 0.06% |
49,706
-18,476
| -27% | -$406K |
|
287
Baidu
BIDU
$36.5B
| $1.1M | 0.06% |
7,054
-2,153
| -23% | -$278K |
|
|
MON
288
DELISTED
Monsanto Co
MON
| $1.09M | 0.06% |
10,478
+17
| +0.2% | +$1.71K |
|
289
Vanguard Total Bond Market
BND
$158B
| $1.08M | 0.06% |
13,370
-32,597
| -71% | -$2.62M |
|
|
MVF
290
DELISTED
BlackRock MuniVest Fund
MVF
| $1.08M | 0.06% |
114,858
-6,658
| -5% | -$61.9K |
|
291
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
| $1.08M | 0.06% |
51,627
+5,220
| +11% | +$110K |
|
292
Kinder Morgan
KMI
$70.5B
| $1.07M | 0.06% |
29,894
+2,822
| +10% | +$106K |
|
293
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
| $1.07M | 0.06% |
30,161
-2,240
| -7% | -$80.9K |
|
294
iShares US Basic Materials ETF
IYM
$1.15B
| $1.07M | 0.06% |
14,427
+7,092
| +97% | +$509K |
|
|
JPS
295
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $1.07M | 0.06% |
131,126
-8,813
| -6% | -$72.8K |
|
296
Invesco DB Oil Fund
DBO
$396M
| $1.07M | 0.06% |
+38,691
| New | +$1.06M |
|
297
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$648M
| $1.06M | 0.06% |
23,170
-32,132
| -58% | -$1.44M |
|
298
iShares US Energy ETF
IYE
$1.73B
| $1.06M | 0.06% |
22,413
+6,053
| +37% | +$283K |
|
299
Citigroup
C
$222B
| $1.04M | 0.06% |
21,164
+4,311
| +26% | +$218K |
|
300
FedEx
FDX
$73B
| $1.04M | 0.06% |
9,118
-160
| -2% | -$17.3K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.