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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
251
iShares US Healthcare ETF
IYH
$3.65B
$2.67M 0.09%
61,905
+23,885
+63% +$965K
VNQI icon
252
Vanguard Global ex-US Real Estate ETF
VNQI
$3.35B
$2.66M 0.09%
44,755
+2,946
+7% +$177K
CL icon
253
Colgate-Palmolive
CL
$69.4B
$2.66M 0.09%
38,496
-996
-3% -$67.9K
VOE icon
254
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$2.6M 0.09%
21,951
-265
-1% -$30.5K
FFTY icon
255
CapForce IBD 50 ETF
FFTY
$74.6M
$2.6M 0.09%
75,193
+316
+0.4% +$10.7K
UOCT icon
256
Innovator US Equity Ultra Buffer ETF October
UOCT
$179M
$2.59M 0.09%
103,862
+840
+0.8% +$20.9K
VBK icon
257
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$2.58M 0.09%
12,966
-44,358
-77% -$8.42M
IWC icon
258
iShares Micro-Cap ETF
IWC
$1.42B
$2.58M 0.09%
25,953
+25,899
+47,961% +$2.4M
SCHG icon
259
Schwab US Large-Cap Growth ETF
SCHG
$62B
$2.56M 0.09%
219,296
+14,576
+7% +$161K
XLU icon
260
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$2.56M 0.09%
79,282
-17,378
-18% -$552K
KMB icon
261
Kimberly-Clark
KMB
$32.6B
$2.54M 0.09%
18,381
-1,225
-6% -$166K
MS icon
262
Morgan Stanley
MS
$318B
$2.53M 0.09%
49,464
+2,069
+4% +$97.9K
XLP icon
263
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$2.51M 0.08%
39,921
+2,616
+7% +$161K
CMCSA icon
264
Comcast
CMCSA
$84.2B
$2.48M 0.08%
54,882
-3,428
-6% -$153K
IJT icon
265
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
$2.47M 0.08%
25,562
+458
+2% +$42.3K
VPU
266
Vanguard Utilities ETF
VPU
$8B
$2.47M 0.08%
17,303
-2,991
-15% -$421K
TSLA icon
267
Tesla
TSLA
$1.41T
$2.45M 0.08%
87,690
-15,645
-15% -$339K
FDL icon
268
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$2.44M 0.08%
74,963
+4,740
+7% +$151K
IWY icon
269
iShares Russell Top 200 Growth ETF
IWY
$15.5B
$2.44M 0.08%
25,296
+14,962
+145% +$1.37M
SPIP icon
270
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$2.44M 0.08%
85,140
+5,367
+7% +$153K
ENB icon
271
Enbridge
ENB
$106B
$2.43M 0.08%
61,164
-2,595
-4% -$96.9K
FPE icon
272
First Trust Preferred Securities and Income ETF
FPE
$6.21B
$2.43M 0.08%
120,982
-50,344
-29% -$1M
PZA icon
273
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
$2.42M 0.08%
91,730
-3,769
-4% -$99.7K
XLF icon
274
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$2.41M 0.08%
78,407
-36,620
-32% -$1.07M
TRV icon
275
Travelers Companies
TRV
$79B
$2.4M 0.08%
17,478
-1,194
-6% -$163K
9 10
11
12 13

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.