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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Union Pacific
UNP
$167B
| $1.59M | 0.08% |
16,278
-5,803
| -26% | -$543K |
|
252
RTX Corp
RTX
$265B
| $1.59M | 0.08% |
24,819
+1,116
| +5% | +$74K |
|
253
State Street SPDR S&P Metals & Mining ETF
XME
$4.45B
| $1.58M | 0.08% |
+59,667
| New | +$1.6M |
|
254
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $1.58M | 0.08% |
14,865
+1,427
| +11% | +$151K |
|
255
Omnicom Group
OMC
$21.8B
| $1.58M | 0.08% |
18,559
-6,697
| -27% | -$561K |
|
256
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$661M
| $1.57M | 0.08% |
+36,327
| New | +$1.52M |
|
257
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.3B
| $1.57M | 0.08% |
57,732
+32,500
| +129% | +$896K |
|
|
FRC
258
DELISTED
First Republic Bank
FRC
| $1.56M | 0.08% |
20,277
-2,891
| -12% | -$213K |
|
259
VF Corp
VFC
$5B
| $1.56M | 0.08% |
29,566
+3,126
| +12% | +$181K |
|
260
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
| $1.54M | 0.08% |
33,436
+507
| +2% | +$26.5K |
|
261
Comcast
CMCSA
$84.2B
| $1.53M | 0.08% |
46,148
-9,080
| -16% | -$302K |
|
262
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
| $1.52M | 0.08% |
61,926
-108,526
| -64% | -$2.76M |
|
263
W.W. Grainger
GWW
$59.3B
| $1.5M | 0.08% |
6,689
+705
| +12% | +$158K |
|
264
Avista
AVA
$3.08B
| $1.5M | 0.08% |
35,953
-2,729
| -7% | -$116K |
|
265
iShares US Treasury Bond ETF
GOVT
$41.3B
| $1.5M | 0.08% |
57,577
-1,576
| -3% | -$41.2K |
|
266
FedEx
FDX
$71.4B
| $1.49M | 0.08% |
8,527
-689
| -7% | -$113K |
|
267
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $1.48M | 0.08% |
29,717
+3,385
| +13% | +$165K |
|
|
STJ
268
DELISTED
St Jude Medical
STJ
| $1.46M | 0.08% |
18,268
-4,820
| -21% | -$389K |
|
269
Vanguard Global ex-US Real Estate ETF
VNQI
$3.35B
| $1.45M | 0.08% |
25,867
+657
| +3% | +$36.7K |
|
270
iShares Core MSCI EAFE ETF
IEFA
$192B
| $1.45M | 0.08% |
26,208
-5,640
| -18% | -$304K |
|
271
Sanofi
SNY
$102B
| $1.44M | 0.08% |
37,724
+16,089
| +74% | +$646K |
|
272
Cardinal Health
CAH
$54.1B
| $1.43M | 0.08% |
18,420
+12,017
| +188% | +$971K |
|
273
iShares US Real Estate ETF
IYR
$4.24B
| $1.43M | 0.08% |
17,703
-8,634
| -33% | -$715K |
|
274
Cummins
CMI
$72.6B
| $1.43M | 0.08% |
11,139
-603
| -5% | -$73.2K |
|
275
Humana
HUM
$46.2B
| $1.41M | 0.07% |
7,975
-863
| -10% | -$150K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.