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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
VanEck Gold Miners ETF
GDX
$27.9B
| $1.69M | 0.09% |
+123,077
| New | +$1.78M |
|
252
State Street SPDR S&P Dividend ETF
SDY
$21.1B
| $1.69M | 0.09% |
23,365
+1,586
| +7% | +$119K |
|
253
iShares US Financials ETF
IYF
$4.27B
| $1.66M | 0.09% |
39,418
-25,830
| -40% | -$1.15M |
|
254
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$664M
| $1.66M | 0.09% |
73,817
-6,955
| -9% | -$164K |
|
255
Vanguard Health Care ETF
VHT
$19B
| $1.64M | 0.09% |
13,436
+254
| +2% | +$34.8K |
|
256
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
| $1.64M | 0.09% |
34,420
+1,365
| +4% | +$68.1K |
|
257
Amplify Cybersecurity ETF
HACK
$3.08B
| $1.63M | 0.09% |
63,654
+10,946
| +21% | +$316K |
|
258
Cardinal Health
CAH
$54.1B
| $1.63M | 0.09% |
20,842
-231
| -1% | -$19.3K |
|
259
Dominion Energy
D
$55.9B
| $1.62M | 0.09% |
23,021
-2,037
| -8% | -$143K |
|
260
Honeywell
HON
$65.8B
| $1.61M | 0.09% |
18,965
+633
| +3% | +$57.6K |
|
261
Archer Daniels Midland
ADM
$41B
| $1.6M | 0.09% |
38,617
-522
| -1% | -$23.8K |
|
262
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
| $1.6M | 0.09% |
16,922
-656
| -4% | -$64.4K |
|
263
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
| $1.59M | 0.09% |
28,119
+1,382
| +5% | +$89.6K |
|
264
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
| $1.58M | 0.09% |
62,965
-8,605
| -12% | -$215K |
|
265
Macy's
M
$5.7B
| $1.57M | 0.09% |
29,693
-1,642
| -5% | -$103K |
|
266
Yum! Brands
YUM
$37.6B
| $1.57M | 0.09% |
27,531
-2,250
| -8% | -$136K |
|
|
EVV
267
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
| $1.57M | 0.09% |
123,388
+5,692
| +5% | +$75.8K |
|
268
WisdomTree Managed Futures Strategy Fund
WTMF
$269M
| $1.57M | 0.09% |
37,873
-2,805
| -7% | -$116K |
|
269
Union Pacific
UNP
$167B
| $1.57M | 0.09% |
17,635
-3,802
| -18% | -$347K |
|
270
Entergy
ETR
$48.9B
| $1.5M | 0.08% |
45,910
-6,576
| -13% | -$223K |
|
271
General Motors
GM
$74B
| $1.5M | 0.08% |
50,203
+7,232
| +17% | +$222K |
|
272
VF Corp
VFC
$5B
| $1.5M | 0.08% |
23,139
-605
| -3% | -$41.4K |
|
273
State Street SPDR S&P Insurance ETF
KIE
$673M
| $1.49M | 0.08% |
+66,354
| New | +$1.54M |
|
274
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $1.49M | 0.08% |
39,306
-10,381
| -21% | -$418K |
|
275
Kimberly-Clark
KMB
$32.6B
| $1.49M | 0.08% |
13,574
-2,042
| -13% | -$225K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.