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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Plains All American Pipeline
PAA
$17.9B
| $1.15M | 0.09% |
22,114
+533
| +2% | +$27.2K |
|
252
Invesco S&P 500 Pure Growth ETF
RPG
$1.86B
| $1.15M | 0.09% |
81,625
-182,210
| -69% | -$2.43M |
|
253
iShares Silver Trust
SLV
$30.7B
| $1.15M | 0.09% |
61,023
-31,705
| -34% | -$636K |
|
254
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
| $1.14M | 0.09% |
31,200
+5,990
| +24% | +$210K |
|
255
Diageo
DEO
$48.3B
| $1.14M | 0.09% |
8,561
-1,672
| -16% | -$214K |
|
256
iShares Global Materials ETF
MXI
$388M
| $1.14M | 0.09% |
18,203
+4,003
| +28% | +$243K |
|
257
iShares US Technology ETF
IYW
$25B
| $1.13M | 0.09% |
50,924
-5,980
| -11% | -$125K |
|
258
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
| $1.13M | 0.09% |
11,089
-20,685
| -65% | -$2.1M |
|
259
Calamos Strategic Total Return Fund
CSQ
$3.23B
| $1.13M | 0.09% |
103,225
-13,670
| -12% | -$144K |
|
260
State Street SPDR Dow Jones International Real Estate ETF
RWX
$255M
| $1.12M | 0.09% |
27,335
+19,857
| +266% | +$837K |
|
|
MMP
261
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.12M | 0.09% |
17,742
-121
| -0.7% | -$7.22K |
|
|
AMJ
262
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $1.12M | 0.09% |
24,005
-3,038
| -11% | -$137K |
|
263
Sysco
SYY
$37.7B
| $1.11M | 0.09% |
30,914
+3,429
| +12% | +$116K |
|
264
Nike
NKE
$53.1B
| $1.11M | 0.09% |
28,226
-52
| -0.2% | -$1.99K |
|
265
iShares Russell Mid-Cap ETF
IWR
$55B
| $1.11M | 0.09% |
29,676
-120,384
| -80% | -$4.35M |
|
266
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$899M
| $1.11M | 0.09% |
30,122
-12,053
| -29% | -$444K |
|
|
PPT
267
Franklin Premier Income Trust
PPT
$317M
| $1.11M | 0.09% |
204,321
-19,144
| -9% | -$103K |
|
268
Visa
V
$693B
| $1.1M | 0.09% |
19,864
+3,316
| +20% | +$167K |
|
269
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
| $1.09M | 0.09% |
32,872
-17,324
| -35% | -$562K |
|
|
KFN
270
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
| $1.09M | 0.09% |
90,081
-10,128
| -10% | -$104K |
|
271
iShares US Home Construction ETF
ITB
$2.11B
| $1.09M | 0.09% |
43,886
-5,820
| -12% | -$132K |
|
272
W.P. Carey
WPC
$15.2B
| $1.09M | 0.09% |
18,121
+218
| +1% | +$13.7K |
|
273
Baidu
BIDU
$30.2B
| $1.08M | 0.09% |
6,075
-979
| -14% | -$158K |
|
274
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $1.08M | 0.09% |
11,977
+567
| +5% | +$49.5K |
|
275
iShares Gold Trust
IAU
$63.3B
| $1.07M | 0.09% |
45,618
-73,186
| -62% | -$1.81M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.