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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAR icon
226
GraniteShares Gold Shares
BAR
$1.39B
$3.06M 0.1%
201,831
-4,372
-2% -$64.6K
LHX icon
227
L3Harris
LHX
$46.7B
$3.04M 0.1%
15,314
-1,064
-6% -$213K
HYS icon
228
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$3.02M 0.1%
30,390
+13,238
+77% +$1.31M
SHV icon
229
iShares 0-1 Year Treasury Bond ETF
SHV
$21.1B
$2.98M 0.1%
27,021
-2,892
-10% -$320K
VOD icon
230
Vodafone
VOD
$40.4B
$2.98M 0.1%
153,847
+2,875
+2% +$57.3K
MU icon
231
Micron Technology
MU
$1.04T
$2.97M 0.1%
55,247
-1,409
-2% -$67.3K
SIZE icon
232
iShares MSCI USA Size Factor ETF
SIZE
$421M
$2.94M 0.1%
+30,128
New +$2.82M
KR icon
233
Kroger
KR
$36.5B
$2.9M 0.1%
99,835
-5,778
-5% -$153K
HUSV icon
234
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$55.7M
$2.9M 0.1%
104,433
-2,161
-2% -$59.2K
ADBE icon
235
Adobe
ADBE
$99.6B
$2.88M 0.1%
8,702
-1,037
-11% -$305K
JPST icon
236
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
$2.87M 0.1%
57,002
-21,983
-28% -$1.11M
IEUR icon
237
iShares Core MSCI Europe ETF
IEUR
$9.05B
$2.87M 0.1%
57,634
-8,067
-12% -$384K
TSN icon
238
Tyson Foods
TSN
$18.3B
$2.86M 0.1%
31,502
-2,122
-6% -$182K
HYLS icon
239
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
$2.85M 0.1%
58,696
+7,963
+16% +$385K
VCR icon
240
Vanguard Consumer Discretionary ETF
VCR
$5.71B
$2.82M 0.1%
14,881
+500
+3% +$91.5K
VFH icon
241
Vanguard Financials ETF
VFH
$13.1B
$2.81M 0.09%
36,740
+5,620
+18% +$410K
TSM icon
242
TSMC
TSM
$2.17T
$2.8M 0.09%
48,267
-357
-0.7% -$18.9K
QQEW icon
243
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.81B
$2.8M 0.09%
37,917
+3,736
+11% +$261K
BIL icon
244
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
$2.78M 0.09%
30,404
+8,950
+42% +$819K
UPS icon
245
United Parcel Service
UPS
$84.1B
$2.78M 0.09%
23,656
-2,884
-11% -$341K
QYLD icon
246
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.32B
$2.78M 0.09%
117,631
+66,556
+130% +$1.54M
XLE icon
247
State Street Energy Select Sector SPDR ETF
XLE
$42B
$2.76M 0.09%
91,748
+18,336
+25% +$544K
IBB icon
248
iShares Biotechnology ETF
IBB
$10.3B
$2.73M 0.09%
22,690
-865
-4% -$96.5K
FDN icon
249
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.28B
$2.72M 0.09%
19,471
-916
-4% -$124K
EVBG
250
DELISTED
Everbridge, Inc. Common Stock
EVBG
$2.71M 0.09%
34,751
+45
+0.1% +$3.48K
8 9
10
11 12

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.