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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Parker-Hannifin
PH
$116B
| $1.95M | 0.1% |
13,923
+838
| +6% | +$111K |
|
227
NOV
NOV
$7.33B
| $1.95M | 0.1% |
52,013
-13,487
| -21% | -$491K |
|
228
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
| $1.95M | 0.1% |
70,312
+492
| +0.7% | +$13.5K |
|
229
L3Harris
LHX
$46.7B
| $1.94M | 0.1% |
18,923
+1,085
| +6% | +$107K |
|
230
iShares Core MSCI EAFE ETF
IEFA
$192B
| $1.94M | 0.1% |
36,080
+9,872
| +38% | +$530K |
|
|
AGN
231
DELISTED
Allergan plc
AGN
| $1.94M | 0.1% |
9,213
+355
| +4% | +$73.5K |
|
232
State Street
STT
$50.2B
| $1.93M | 0.1% |
24,770
+1,066
| +4% | +$80.2K |
|
233
General Dynamics
GD
$97.4B
| $1.92M | 0.1% |
11,119
-899
| -7% | -$147K |
|
234
Hormel Foods
HRL
$11.4B
| $1.92M | 0.1% |
55,128
-3,416
| -6% | -$123K |
|
235
VF Corp
VFC
$5B
| $1.92M | 0.1% |
38,168
+8,602
| +29% | +$446K |
|
236
Abbott
ABT
$177B
| $1.9M | 0.1% |
49,368
-802
| -2% | -$31.8K |
|
237
Skyworks Solutions
SWKS
$12.9B
| $1.89M | 0.1% |
25,272
+13,682
| +118% | +$1.05M |
|
238
McKesson
MCK
$103B
| $1.85M | 0.09% |
13,148
+3,134
| +31% | +$461K |
|
239
Sysco
SYY
$37.7B
| $1.84M | 0.09% |
33,232
+6,780
| +26% | +$352K |
|
240
iShares Core S&P US Value ETF
IUSV
$27.2B
| $1.79M | 0.09% |
36,496
+28,631
| +364% | +$1.35M |
|
241
Mondelez International
MDLZ
$79.6B
| $1.79M | 0.09% |
40,451
+8,545
| +27% | +$368K |
|
242
Omnicom Group
OMC
$21.8B
| $1.78M | 0.09% |
20,864
+2,305
| +12% | +$193K |
|
243
Alaska Air
ALK
$4.43B
| $1.77M | 0.09% |
19,910
+1,978
| +11% | +$156K |
|
244
Schwab US Dividend Equity ETF
SCHD
$110B
| $1.75M | 0.09% |
120,390
+26,997
| +29% | +$383K |
|
245
Yum! Brands
YUM
$37.6B
| $1.74M | 0.09% |
27,480
-5,544
| -17% | -$348K |
|
246
Entergy
ETR
$48.9B
| $1.73M | 0.09% |
47,182
+11,386
| +32% | +$408K |
|
247
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $1.71M | 0.09% |
17,621
+188
| +1% | +$17.8K |
|
248
Comcast
CMCSA
$84.2B
| $1.71M | 0.09% |
49,462
+3,314
| +7% | +$111K |
|
249
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $1.71M | 0.09% |
31,715
+1,998
| +7% | +$102K |
|
250
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $1.7M | 0.09% |
12,762
-419
| -3% | -$57.5K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.