We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
226
Cummins
CMI
$72.6B
$1.37M 0.11%
9,689
+493
+5% +$65.4K
SLB icon
227
SLB Ltd
SLB
$77.6B
$1.37M 0.11%
15,134
+1,415
+10% +$128K
CIM
228
Chimera Investment
CIM
$912M
$1.31M 0.1%
27,998
-91
-0.3% -$4.14K
VCIT icon
229
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
$1.3M 0.1%
15,644
-2,330
-13% -$195K
UPS icon
230
United Parcel Service
UPS
$84B
$1.28M 0.1%
12,231
+2,662
+28% +$262K
UNH icon
231
UnitedHealth
UNH
$337B
$1.27M 0.1%
16,858
-374
-2% -$26.9K
PML
232
PIMCO Municipal Income Fund II
PML
$454M
$1.27M 0.1%
118,880
+8,378
+8% +$90K
JPI
233
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.27M 0.1%
57,500
-8,138
-12% -$181K
HON icon
234
Honeywell
HON
$65.8B
$1.26M 0.1%
15,394
-1,325
-8% -$104K
HYT icon
235
BlackRock Corporate High Yield Fund
HYT
$1.56B
$1.26M 0.1%
103,199
+26,357
+34% +$314K
DCP
236
DELISTED
DCP Midstream, LP
DCP
$1.25M 0.1%
24,860
-1,011
-4% -$48.6K
CPRI icon
237
Capri Holdings
CPRI
$1.67B
$1.25M 0.1%
15,460
+7,223
+88% +$570K
PEJ icon
238
Invesco Leisure and Entertainment ETF
PEJ
$358M
$1.25M 0.1%
36,697
+28,586
+352% +$935K
IGOV icon
239
iShares International Treasury Bond ETF
IGOV
$1.51B
$1.24M 0.1%
+24,354
New +$1.23M
ZTR
240
Virtus Total Return Fund
ZTR
$316M
$1.23M 0.1%
88,901
-1,780
-2% -$24.1K
GSK icon
241
GSK
GSK
$101B
$1.23M 0.1%
18,337
-42,707
-70% -$2.77M
FDL icon
242
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$1.21M 0.1%
54,903
+3,276
+6% +$70.6K
LOW icon
243
Lowe's Companies
LOW
$109B
$1.21M 0.1%
24,388
-4,549
-16% -$221K
LLY icon
244
Eli Lilly
LLY
$1.01T
$1.2M 0.1%
23,461
-19,716
-46% -$987K
KRE icon
245
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
$1.17M 0.09%
28,811
-1,350
-4% -$51.7K
SRV
246
NXG Cushing Midstream Energy Fund
SRV
$272M
$1.16M 0.09%
7,275
-750
-9% -$120K
FAX
247
abrdn Asia-Pacific Income Fund
FAX
$570M
$1.16M 0.09%
33,618
-5,420
-14% -$199K
NRF
248
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.16M 0.09%
43,820
-6,876
-14% -$139K
SCU
249
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$1.15M 0.09%
7,784
+322
+4% +$42.4K
ZBH icon
250
Zimmer Biomet
ZBH
$18.5B
$1.15M 0.09%
12,703
+3,069
+32% +$266K
8 9
10
11 12

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.