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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTMC icon
201
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$1.79M 0.1%
49,766
-5,012
-9% -$168K
PPA icon
202
Invesco Aerospace & Defense ETF
PPA
$8.69B
$1.77M 0.1%
18,592
-288
-2% -$27.3K
RWJ icon
203
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.75M 0.1%
40,951
-416
-1% -$16.9K
AMAT icon
204
Applied Materials
AMAT
$443B
$1.69M 0.1%
8,214
+4,073
+98% +$747K
TRND icon
205
Pacer Trendpilot Fund of Funds ETF
TRND
$64.3M
$1.69M 0.1%
53,562
-4,301
-7% -$130K
CIBR icon
206
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$1.69M 0.1%
29,905
+4,594
+18% +$258K
EWX icon
207
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$703M
$1.68M 0.1%
30,390
-7,788
-20% -$432K
TDIV icon
208
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.46B
$1.68M 0.1%
24,069
+1,281
+6% +$85.7K
ACN icon
209
Accenture
ACN
$109B
$1.66M 0.1%
4,795
+137
+3% +$49.9K
CARR icon
210
Carrier Global
CARR
$52.5B
$1.65M 0.1%
28,444
-507
-2% -$28.5K
WMT icon
211
Walmart Inc
WMT
$916B
$1.64M 0.1%
27,334
+7,102
+35% +$406K
FTGC icon
212
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$1.62M 0.09%
68,377
-51,874
-43% -$1.19M
QCOM icon
213
Qualcomm
QCOM
$174B
$1.61M 0.09%
9,519
+173
+2% +$26.7K
PWR icon
214
Quanta Services
PWR
$102B
$1.59M 0.09%
6,129
-83
-1% -$18.4K
CGW icon
215
Invesco S&P Global Water Index ETF
CGW
$1.06B
$1.58M 0.09%
28,436
– –
DVY icon
216
iShares Select Dividend ETF
DVY
$23.9B
$1.57M 0.09%
12,740
-4,538
-26% -$531K
SCHX icon
217
Schwab US Large- Cap ETF
SCHX
$74.9B
$1.56M 0.09%
75,453
+840
+1% +$16.5K
VLUE icon
218
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$1.55M 0.09%
28,335
-7,336
-21% -$751K
LMT icon
219
Lockheed Martin
LMT
$138B
$1.55M 0.09%
3,412
+90
+3% +$39.4K
PLD icon
220
Prologis
PLD
$134B
$1.54M 0.09%
11,817
+316
+3% +$41.3K
FEX icon
221
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$1.54M 0.09%
15,486
-358
-2% -$33.4K
VGSH icon
222
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$1.54M 0.09%
26,438
-3,998
-13% -$232K
AMP icon
223
Ameriprise Financial
AMP
$50.1B
$1.52M 0.09%
3,474
+160
+5% +$64.1K
TAXF icon
224
American Century Diversified Municipal Bond ETF
TAXF
$688M
$1.51M 0.09%
29,039
+7,737
+36% +$392K
DYNF icon
225
BlackRock US Equity Factor Rotation ETF
DYNF
$40.4B
$1.5M 0.09%
+33,821
New +$1.42M
7 8
9
10 11

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.