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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
201
iShares Russell 1000 ETF
IWB
$50.5B
$1.64M 0.11%
+50,707
New +$12.4M
ACN icon
202
Accenture
ACN
$110B
$1.63M 0.11%
4,658
+304
+7% +$98K
NFLX icon
203
Netflix
NFLX
$325B
$1.62M 0.11%
33,280
+570
+2% +$24.9K
PPA icon
204
Invesco Aerospace & Defense ETF
PPA
$8.67B
$1.61M 0.11%
18,880
+4,866
+35% +$416K
DIVO icon
205
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.84B
$1.55M 0.1%
42,327
-20,333
-32% -$715K
PLD icon
206
Prologis
PLD
$134B
$1.53M 0.1%
11,501
+656
+6% +$74.5K
ADBE icon
207
Adobe
ADBE
$108B
$1.53M 0.1%
2,566
+223
+10% +$129K
AOA icon
208
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$1.51M 0.1%
20,748
+6,932
+50% +$452K
CGW icon
209
Invesco S&P Global Water Index ETF
CGW
$1.06B
$1.51M 0.1%
28,436
-28,696
-50% -$1.4M
LMT icon
210
Lockheed Martin
LMT
$138B
$1.51M 0.1%
3,322
+162
+5% +$71.8K
PSX icon
211
Phillips 66
PSX
$92.2B
$1.47M 0.1%
11,059
+691
+7% +$82.6K
DIS icon
212
Walt Disney
DIS
$181B
$1.47M 0.1%
16,242
-7,643
-32% -$674K
TDIV icon
213
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$1.46M 0.1%
22,788
+993
+5% +$58.8K
PM icon
214
Philip Morris
PM
$294B
$1.44M 0.09%
15,355
-918
-6% -$84.6K
HON icon
215
Honeywell
HON
$74.4B
$1.44M 0.09%
7,283
+472
+7% +$85.1K
PAYX icon
216
Paychex
PAYX
$44.6B
$1.44M 0.09%
12,061
+1,039
+9% +$123K
FEX icon
217
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.64B
$1.43M 0.09%
15,844
+5,461
+53% +$457K
USB icon
218
US Bancorp
USB
$102B
$1.41M 0.09%
32,649
+2,802
+9% +$102K
ULST icon
219
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.4M 0.09%
34,766
-1,394
-4% -$56.1K
SCHX icon
220
Schwab US Large- Cap ETF
SCHX
$75B
$1.4M 0.09%
74,613
-4,080
-5% -$71.7K
SPIB icon
221
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$1.39M 0.09%
42,341
-3,882
-8% -$123K
T icon
222
AT&T
T
$169B
$1.38M 0.09%
82,474
-8,906
-10% -$141K
VMBS icon
223
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.38M 0.09%
+29,732
New +$1.31M
KMB icon
224
Kimberly-Clark
KMB
$36.8B
$1.38M 0.09%
11,324
+758
+7% +$91.6K
RVT icon
225
Royce Value Trust
RVT
$2.32B
$1.37M 0.09%
94,372
+1,901
+2% +$24.8K
7 8
9
10 11

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.