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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
201
iShares Gold Trust
IAU
$64.6B
$1.53M 0.11%
43,776
+1,744
+4% +$63.6K
CRM icon
202
Salesforce
CRM
$158B
$1.53M 0.11%
7,531
-122
-2% -$26.4K
VGT icon
203
Vanguard Information Technology ETF
VGT
$151B
$1.52M 0.11%
29,928
+16
+0.1% +$870
SYK icon
204
Stryker
SYK
$131B
$1.52M 0.11%
5,546
-40
-0.7% -$11.5K
RWL icon
205
Invesco S&P 500 Revenue ETF
RWL
$9.98B
$1.51M 0.11%
19,360
+633
+3% +$51K
PM icon
206
Philip Morris
PM
$294B
$1.51M 0.11%
16,273
-632
-4% -$60.8K
AMD icon
207
Advanced Micro Devices
AMD
$801B
$1.51M 0.11%
14,648
-7
-0% -$760
REI icon
208
Ring Energy
REI
$349M
$1.5M 0.11%
770,414
– –
AVGO icon
209
Broadcom
AVGO
$2T
$1.49M 0.11%
17,890
+6,980
+64% +$605K
RWJ icon
210
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.48M 0.11%
40,659
+699
+2% +$26.9K
TPHD icon
211
Timothy Plan High Dividend Stock ETF
TPHD
$370M
$1.48M 0.11%
48,288
+439
+0.9% +$14K
IHI icon
212
iShares US Medical Devices ETF
IHI
$3.47B
$1.47M 0.11%
29,262
-23,787
-45% -$1.26M
ULST icon
213
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.46M 0.1%
36,160
-4,245
-11% -$171K
SPIB icon
214
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$1.45M 0.1%
46,223
+4,251
+10% +$135K
TBLL icon
215
Invesco Short Term Treasury ETF
TBLL
$2.85B
$1.42M 0.1%
13,462
+1,808
+16% +$191K
PFE icon
216
Pfizer
PFE
$153B
$1.41M 0.1%
42,497
+1,307
+3% +$46.2K
CALF icon
217
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
$1.39M 0.1%
33,376
+21,120
+172% +$892K
T icon
218
AT&T
T
$168B
$1.37M 0.1%
91,380
-7,942
-8% -$116K
ACN icon
219
Accenture
ACN
$109B
$1.34M 0.1%
4,354
+402
+10% +$127K
HTAB icon
220
Hartford Schroders Tax-Aware Bond ETF
HTAB
$291M
$1.34M 0.1%
73,139
-51
-0.1% -$972
SCHX icon
221
Schwab US Large- Cap ETF
SCHX
$74.9B
$1.33M 0.1%
78,693
+537
+0.7% +$9.42K
FPEI icon
222
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$1.33M 0.1%
78,513
+12,182
+18% +$208K
RQI icon
223
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.32M 0.09%
130,224
+6,569
+5% +$75K
IJS icon
224
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$1.32M 0.09%
14,752
+1,733
+13% +$165K
LMT icon
225
Lockheed Martin
LMT
$138B
$1.29M 0.09%
3,160
– –
7 8
9
10 11

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.