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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
201
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$1.65M 0.12%
40,029
+714
+2% +$28.5K
IGIB icon
202
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.64M 0.12%
33,165
+28,241
+574% +$1.38M
SHOP icon
203
Shopify
SHOP
$200B
$1.64M 0.12%
47,227
+696
+1% +$23.8K
VB icon
204
Vanguard Morningstar Small-Cap ETF
VB
$83.2B
$1.6M 0.12%
8,724
-5,543
-39% -$1.03M
FLOT icon
205
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.6M 0.12%
31,748
+2,916
+10% +$146K
CGDV icon
206
Capital Group Dividend Value ETF
CGDV
$39B
$1.59M 0.12%
67,266
+15,148
+29% +$347K
PWB icon
207
Invesco Large Cap Growth ETF
PWB
$2.47B
$1.57M 0.12%
26,317
-423
-2% -$25.7K
VGT icon
208
Vanguard Information Technology ETF
VGT
$151B
$1.53M 0.11%
38,296
-6,736
-15% -$275K
FNDF icon
209
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$1.52M 0.11%
+52,407
New +$1.47M
SWAV
210
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.51M 0.11%
7,356
-315
-4% -$79.6K
XLRE icon
211
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.67B
$1.51M 0.11%
31,941
+9,975
+45% +$368K
IJJ icon
212
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.06B
$1.47M 0.11%
14,608
-117
-0.8% -$11.7K
LMT icon
213
Lockheed Martin
LMT
$138B
$1.46M 0.11%
3,009
+617
+26% +$287K
VHT icon
214
Vanguard Health Care ETF
VHT
$19B
$1.46M 0.11%
5,889
+1,151
+24% +$279K
REI icon
215
Ring Energy
REI
$347M
$1.45M 0.11%
588,414
-243,817
-29% -$669K
FISV
216
PUT
Fiserv Inc
FISV
$28.6B
$1.43M 0.11%
+14,268
New +$1.42M
IHF icon
217
iShares US Healthcare Providers ETF
IHF
$1.26B
$1.42M 0.11%
26,440
-16,325
-38% -$877K
EEM icon
218
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$1.41M 0.11%
37,328
-3,593
-9% -$133K
PXF icon
219
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$1.41M 0.11%
33,995
-2,847
-8% -$113K
SCHX icon
220
Schwab US Large- Cap ETF
SCHX
$74.9B
$1.41M 0.1%
93,552
+12,087
+15% +$183K
RZV icon
221
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$1.41M 0.1%
15,915
-272
-2% -$24K
HDV
222
iShares Core High Dividend ETF
HDV
$15.1B
$1.4M 0.1%
69,480
+3,620
+5% +$74.1K
AMGN icon
223
Amgen
AMGN
$226B
$1.4M 0.1%
5,330
+2,899
+119% +$777K
ASML icon
224
ASML
ASML
$717B
$1.39M 0.1%
2,553
-1,515
-37% -$794K
EFG icon
225
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$1.39M 0.1%
16,639
-1,425
-8% -$115K
7 8
9
10 11

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.