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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
201
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$1.37M 0.11%
29,771
+3,729
+14% +$141K
VGT icon
202
Vanguard Information Technology ETF
VGT
$151B
$1.35M 0.11%
45,032
+2,592
+6% +$114K
VXUS icon
203
Vanguard Total International Stock ETF
VXUS
$164B
$1.33M 0.11%
13,848
-6,433
-32% -$329K
IJJ icon
204
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$1.32M 0.11%
14,725
+99
+0.7% +$9.86K
RVT icon
205
Royce Value Trust
RVT
$2.31B
$1.32M 0.11%
105,469
+2,286
+2% +$33.9K
XSD icon
206
State Street SPDR S&P Semiconductor ETF
XSD
$2.92B
$1.31M 0.11%
8,636
+88
+1% +$15K
EFG icon
207
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$1.31M 0.11%
18,064
+3,081
+21% +$251K
IFRA icon
208
iShares US Infrastructure ETF
IFRA
$4.63B
$1.31M 0.11%
+11,881
New +$429K
VBK icon
209
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$1.27M 0.1%
6,509
+209
+3% +$44.9K
EWY icon
210
iShares MSCI South Korea ETF
EWY
$27.8B
$1.25M 0.1%
26,496
+724
+3% +$41.3K
XSVM icon
211
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$673M
$1.25M 0.1%
30,446
+8,035
+36% +$375K
SHOP icon
212
Shopify
SHOP
$196B
$1.25M 0.1%
46,531
+3,752
+9% +$128K
UWM icon
213
ProShares Ultra Russell2000
UWM
$248M
$1.24M 0.1%
+32,208
New +$1.14M
RZV icon
214
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$1.24M 0.1%
16,187
+24
+0.1% +$2.07K
NKE icon
215
Nike
NKE
$60.9B
$1.22M 0.1%
14,808
-614
-4% -$66.1K
IJK icon
216
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$1.22M 0.1%
19,277
-3,639
-16% -$251K
VEU icon
217
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$1.21M 0.1%
29,816
-10,356
-26% -$513K
MRK icon
218
Merck
MRK
$332B
$1.21M 0.1%
14,046
-10,876
-44% -$971K
VCR icon
219
Vanguard Consumer Discretionary ETF
VCR
$6.09B
$1.2M 0.1%
5,119
-503
-9% -$130K
HDV
220
iShares Core High Dividend ETF
HDV
$15.1B
$1.2M 0.1%
65,860
-25,975
-28% -$525K
IAU icon
221
iShares Gold Trust
IAU
$64.6B
$1.2M 0.1%
38,066
-15,243
-29% -$500K
SJB icon
222
ProShares Short High Yield
SJB
$47.6M
$1.17M 0.1%
58,790
+1,492
+3% +$28.4K
AMD icon
223
Advanced Micro Devices
AMD
$805B
$1.16M 0.1%
18,384
+651
+4% +$55.4K
CAT icon
224
Caterpillar
CAT
$395B
$1.16M 0.1%
7,076
+2,320
+49% +$424K
JNK icon
225
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.16M 0.1%
15,725
+3,976
+34% +$370K
7 8
9
10 11

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.