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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXR icon
201
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
$1.97M 0.12%
57,021
-75,867
-57% -$2.57M
RVT icon
202
Royce Value Trust
RVT
$2.31B
$1.95M 0.12%
99,266
-25,274
-20% -$478K
XLU icon
203
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.93M 0.12%
54,038
-2,142
-4% -$72.3K
MDT icon
204
Medtronic
MDT
$116B
$1.93M 0.12%
85,600
+79,807
+1,378% +$9.24M
FXR icon
205
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$1.91M 0.12%
30,537
-25,147
-45% -$1.53M
VNQI icon
206
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$1.9M 0.12%
35,174
-6,541
-16% -$369K
MA icon
207
Mastercard
MA
$490B
$1.89M 0.12%
5,255
+79
+2% +$27.3K
SPXL icon
208
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.36B
$1.88M 0.12%
13,087
+1,658
+15% +$216K
ABT icon
209
Abbott
ABT
$192B
$1.86M 0.12%
13,232
+4,678
+55% +$599K
X
210
DELISTED
US Steel
X
$1.86M 0.12%
+78,163
New +$1.84M
RQI icon
211
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.85M 0.12%
101,808
+794
+0.8% +$13.2K
QYLD icon
212
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$1.84M 0.12%
83,144
+3,014
+4% +$68K
WMT icon
213
Walmart Inc
WMT
$918B
$1.84M 0.12%
38,733
+8,445
+28% +$403K
HYD icon
214
VanEck High Yield Muni ETF
HYD
$4.41B
$1.84M 0.12%
29,487
+136
+0.5% +$8.46K
QCOM icon
215
Qualcomm
QCOM
$173B
$1.81M 0.11%
9,895
-175
-2% -$28K
IDXX icon
216
Idexx Laboratories
IDXX
$44.1B
$1.81M 0.11%
2,742
-212
-7% -$133K
KO icon
217
Coca-Cola
KO
$377B
$1.8M 0.11%
30,426
+358
+1% +$19.9K
RZV icon
218
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$1.78M 0.11%
18,540
-102
-0.5% -$9.97K
HYLS icon
219
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$1.76M 0.11%
36,763
-23,656
-39% -$1.13M
NKTR icon
220
Nektar Therapeutics
NKTR
$2.6B
$1.76M 0.11%
7,362
+5,894
+401% +$1.28M
TGT icon
221
Target
TGT
$70.3B
$1.75M 0.11%
7,570
+597
+9% +$145K
BMY icon
222
Bristol-Myers Squibb
BMY
$132B
$1.74M 0.11%
25,653
+2,993
+13% +$176K
AOK icon
223
iShares Core Conservative Allocation ETF
AOK
$795M
$1.71M 0.11%
42,649
+7,619
+22% +$304K
LVS icon
224
Las Vegas Sands
LVS
$29.5B
$1.7M 0.11%
+17,587
New +$676K
SCHF icon
225
Schwab International Equity ETF
SCHF
$69.3B
$1.69M 0.11%
87,124
-11,934
-12% -$234K
7 8
9
10 11

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.