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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAM icon
201
Atlassian
TEAM
$41.3B
$1.8M 0.12%
+4,592
New +$1.53M
MMM icon
202
3M
MMM
$93.7B
$1.8M 0.12%
12,243
+989
+9% +$160K
SPHQ icon
203
Invesco S&P 500 Quality ETF
SPHQ
$20.1B
$1.8M 0.12%
37,001
+4,883
+15% +$244K
XLU icon
204
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.79M 0.12%
56,180
+1,342
+2% +$44.9K
UNP icon
205
Union Pacific
UNP
$177B
$1.78M 0.12%
9,098
+361
+4% +$78K
POR icon
206
Portland General Electric
POR
$5.92B
$1.77M 0.12%
37,780
+1,115
+3% +$54.9K
QYLD icon
207
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$1.77M 0.12%
+80,130
New +$1.82M
ANGL icon
208
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$1.77M 0.12%
53,445
+1,415
+3% +$46.8K
FTSL icon
209
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.75M 0.12%
36,649
+6,307
+21% +$302K
FALN icon
210
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$1.75M 0.12%
58,240
+734
+1% +$22.1K
IEP icon
211
Icahn Enterprises
IEP
$5.36B
$1.75M 0.12%
34,978
-1,954
-5% -$108K
TLT icon
212
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$1.74M 0.12%
11,798
-735
-6% -$109K
SHY icon
213
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.74M 0.12%
20,136
-2,751
-12% -$237K
RZV icon
214
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$1.73M 0.12%
18,642
-77
-0.4% -$7.05K
VMW
215
DELISTED
VMware, Inc
VMW
$1.73M 0.12%
20,099
+17,805
+776% +$2.7M
GDX icon
216
VanEck Gold Miners ETF
GDX
$26.9B
$1.71M 0.12%
57,858
+19,966
+53% +$651K
BMY icon
217
Bristol-Myers Squibb
BMY
$132B
$1.7M 0.12%
22,660
-16,386
-42% -$1.08M
REI icon
218
Ring Energy
REI
$347M
$1.7M 0.11%
575,384
– –
SWAV
219
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.69M 0.11%
8,201
-30
-0.4% -$5.89K
DFAS icon
220
Dimensional US Small Cap ETF
DFAS
$15.9B
$1.66M 0.11%
28,918
+6,302
+28% +$364K
F icon
221
Ford
F
$55.3B
$1.66M 0.11%
117,285
-95,842
-45% -$1.3M
PEP icon
222
PepsiCo
PEP
$191B
$1.65M 0.11%
10,976
-1,741
-14% -$269K
JPST icon
223
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$1.63M 0.11%
32,187
-5,288
-14% -$268K
ARKK icon
224
ARK Innovation ETF
ARKK
$6.51B
$1.62M 0.11%
14,619
-9,434
-39% -$1.14M
CARR icon
225
Carrier Global
CARR
$52.4B
$1.61M 0.11%
31,076
+866
+3% +$46.6K
7 8
9
10 11

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.