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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
(-3.6%)
Cap. Flow
-$74.9M
Cap. Flow
% of AUM
-5.31%
Top 10 Holdings %
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wabtec
WAB
|
+$7.89M |
| 2 |
eBay
EBAY
|
+$5.55M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$4.23M |
| 4 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$4.07M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$3.92M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio TIPS ETF
SPIP
|
+$19.2M |
| 2 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$16.2M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$14.6M |
| 4 |
State Street SPDR Dow Jones REIT ETF
RWR
|
+$14.5M |
| 5 |
Tesla
TSLA
|
+$12.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.97% |
| 2 | Consumer Discretionary | 3.94% |
| 3 | Industrials | 3.47% |
| 4 | Financials | 3.04% |
| 5 | Healthcare | 2.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Schwab Short-Term US Treasury ETF
SCHO
$13B
| $1.7M | 0.12% |
66,144
-14,266
| -18% | -$366K |
|
202
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
| $1.69M | 0.12% |
19,145
-731
| -4% | -$58.8K |
|
203
VanEck High Yield Muni ETF
HYD
$4.41B
| $1.69M | 0.12% |
27,244
-1,787
| -6% | -$111K |
|
204
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$636M
| $1.69M | 0.12% |
24,672
+15,628
| +173% | +$1.2M |
|
205
CALL
Qualcomm
QCOM
$174B
| $1.67M | 0.12% |
+9,048
| New | +$1.31M |
|
206
ProShares Short 20+ Year Treasury ETF
TBF
$106M
| $1.66M | 0.12% |
+91,323
| New | +$1.56M |
|
207
Amplify Blockchain Technology ETF
BLOK
$1.07B
| $1.64M | 0.12% |
29,374
-28,115
| -49% | -$1.37M |
|
208
CALL
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
| $1.64M | 0.12% |
+37,761
| New | +$1.65M |
|
209
First Trust Europe AlphaDEX Fund
FEP
$534M
| $1.64M | 0.12% |
40,395
-357
| -0.9% | -$14.2K |
|
210
Applied Materials
AMAT
$442B
| $1.64M | 0.12% |
12,276
+9,092
| +286% | +$1M |
|
211
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
| $1.63M | 0.12% |
27,160
-2,658
| -9% | -$149K |
|
212
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
| $1.63M | 0.12% |
55,779
+46,227
| +484% | +$1.36M |
|
213
Delta Air Lines
DAL
$60.4B
| $1.63M | 0.12% |
33,768
+368
| +1% | +$16.3K |
|
214
Emerson Electric
EMR
$90.7B
| $1.63M | 0.12% |
18,063
-98
| -0.5% | -$8.43K |
|
215
Coca-Cola
KO
$377B
| $1.62M | 0.11% |
30,772
-5,695
| -16% | -$287K |
|
216
Lockheed Martin
LMT
$138B
| $1.61M | 0.11% |
4,348
-235
| -5% | -$80.6K |
|
217
IBM
IBM
$221B
| $1.61M | 0.11% |
15,143
+2,963
| +24% | +$355K |
|
218
Global X Lithium & Battery Tech ETF
LIT
$1.6B
| $1.6M | 0.11% |
27,453
-695
| -2% | -$45.4K |
|
219
State Street SPDR S&P Semiconductor ETF
XSD
$2.9B
| $1.6M | 0.11% |
8,769
-12,834
| -59% | -$2.37M |
|
220
Advanced Micro Devices
AMD
$801B
| $1.59M | 0.11% |
20,300
-28,240
| -58% | -$2.43M |
|
221
BP
BP
$110B
| $1.59M | 0.11% |
65,460
-541
| -0.8% | -$13K |
|
222
Pinterest
PINS
$13B
| $1.59M | 0.11% |
21,889
+1,899
| +9% | +$141K |
|
223
Twilio
TWLO
$38.2B
| $1.58M | 0.11% |
4,687
-255
| -5% | -$95.5K |
|
|
XYZ
224
Block Inc
XYZ
$49B
| $1.55M | 0.11% |
6,976
+2,303
| +49% | +$539K |
|
225
Comcast
CMCSA
$92B
| $1.53M | 0.11% |
18,245
+718
| +4% | +$37.9K |
|
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review
As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.
- Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
- Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
- Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
- Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
- Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
- Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
- Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.
Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.