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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXZ icon
201
First Trust Materials AlphaDEX Fund
FXZ
$386M
$1.7M 0.12%
35,381
-3,400
-9% -$148K
JNK icon
202
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.69M 0.12%
15,169
-373
-2% -$39.8K
GRID
203
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$1.69M 0.12%
+20,805
New +$1.5M
XLU icon
204
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.68M 0.11%
43,278
+2,008
+5% +$63.5K
TWLO icon
205
Twilio
TWLO
$38.7B
$1.67M 0.11%
4,942
-418
-8% -$131K
FISV
206
Fiserv Inc
FISV
$28.1B
$1.66M 0.11%
+14,421
New +$1.55M
IEP icon
207
Icahn Enterprises
IEP
$5.36B
$1.66M 0.11%
32,719
-6,464
-16% -$329K
IHI icon
208
iShares US Medical Devices ETF
IHI
$3.46B
$1.65M 0.11%
39,012
+27,966
+253% +$1.46M
CIBR icon
209
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$1.65M 0.11%
35,763
+13,675
+62% +$522K
SOCL icon
210
Global X Social Media ETF
SOCL
$90.6M
$1.63M 0.11%
26,361
+11,510
+78% +$639K
LMT icon
211
Lockheed Martin
LMT
$138B
$1.63M 0.11%
4,583
+3
+0.1% +$1.1K
VT icon
212
Vanguard Total World Stock ETF
VT
$81.7B
$1.61M 0.11%
+26,488
New +$2.3M
EMB icon
213
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.61M 0.11%
12,749
+4,039
+46% +$457K
MMM icon
214
3M
MMM
$93.2B
$1.6M 0.11%
10,736
+2,261
+27% +$321K
AOM icon
215
iShares Core Moderate Allocation ETF
AOM
$1.78B
$1.59M 0.11%
36,656
+10,961
+43% +$461K
FDX icon
216
FedEx
FDX
$78.7B
$1.58M 0.11%
6,091
+3,573
+142% +$990K
DHT icon
217
DHT Holdings
DHT
$3.1B
$1.57M 0.11%
+300,096
New +$1.57M
TRND icon
218
Pacer Trendpilot Fund of Funds ETF
TRND
$64.3M
$1.57M 0.11%
55,972
+39,648
+243% +$1.06M
MRK icon
219
Merck
MRK
$332B
$1.57M 0.11%
20,091
+746
+4% +$57.1K
MPT
220
Medical Properties Trust
MPT
$2.45B
$1.57M 0.11%
71,888
-1,462
-2% -$28.5K
BLES icon
221
Inspire Global Hope ETF
BLES
$165M
$1.56M 0.11%
46,694
+753
+2% +$23.2K
VIDI icon
222
Vident International Equity Strategy
VIDI
$449M
$1.56M 0.11%
62,903
-694
-1% -$15.9K
FEP icon
223
First Trust Europe AlphaDEX Fund
FEP
$533M
$1.55M 0.11%
40,752
-275
-0.7% -$9.81K
KMB icon
224
Kimberly-Clark
KMB
$36.5B
$1.55M 0.11%
11,538
+416
+4% +$58.2K
PRF icon
225
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.52M 0.1%
57,075
-2,225
-4% -$55.4K
7 8
9
10 11

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.