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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRVR icon
201
Pacer Data & Infrastructure Real Estate ETF
SRVR
$387M
$1.3M 0.11%
36,720
+1,250
+4% +$45.3K
MPT
202
Medical Properties Trust
MPT
$2.45B
$1.29M 0.11%
73,350
-106,712
-59% -$1.99M
RZV icon
203
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$1.28M 0.11%
25,401
-408
-2% -$20.8K
BLES icon
204
Inspire Global Hope ETF
BLES
$165M
$1.28M 0.11%
45,941
+2,886
+7% +$81K
PEP icon
205
PepsiCo
PEP
$191B
$1.27M 0.11%
9,185
+1,850
+25% +$252K
NVS icon
206
Novartis
NVS
$289B
$1.25M 0.11%
14,378
-216
-1% -$18.7K
SKYY icon
207
First Trust Cloud Computing ETF
SKYY
$3.27B
$1.24M 0.11%
15,818
+1,753
+12% +$136K
XLU icon
208
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.23M 0.1%
41,270
-31,820
-44% -$944K
IBDO
209
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.22M 0.1%
46,664
-2,334
-5% -$61.3K
RPG icon
210
Invesco S&P 500 Pure Growth ETF
RPG
$2.1B
$1.22M 0.1%
42,915
-860
-2% -$23.9K
BP icon
211
BP
BP
$110B
$1.21M 0.1%
69,173
+26,810
+63% +$580K
FDM icon
212
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$1.2M 0.1%
+32,078
New +$1.25M
VBK icon
213
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$1.2M 0.1%
5,588
-267
-5% -$56.4K
TMO icon
214
Thermo Fisher Scientific
TMO
$221B
$1.19M 0.1%
2,688
-34
-1% -$14K
HYT icon
215
BlackRock Corporate High Yield Fund
HYT
$1.38B
$1.18M 0.1%
110,829
-171,293
-61% -$1.85M
FTC icon
216
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$1.18M 0.1%
14,088
-736
-5% -$60.4K
VMO icon
217
Invesco Municipal Opportunity Trust
VMO
$666M
$1.18M 0.1%
96,375
-4,784
-5% -$59K
IHY icon
218
VanEck International High Yield Bond ETF
IHY
$43.3M
$1.17M 0.1%
47,936
-1,131
-2% -$27.7K
XLB icon
219
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$1.17M 0.1%
36,722
-6,238
-15% -$194K
NEAR icon
220
iShares Short Maturity Bond ETF
NEAR
$4.89B
$1.16M 0.1%
23,210
-14,341
-38% -$718K
SLY
221
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.16M 0.1%
19,068
-73
-0.4% -$4.52K
AGGY icon
222
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.16M 0.1%
21,550
-34
-0.2% -$1.84K
XLY icon
223
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.4B
$1.16M 0.1%
15,780
+3,302
+26% +$234K
EMR icon
224
Emerson Electric
EMR
$90.1B
$1.15M 0.1%
17,508
+3,055
+21% +$201K
GCOW icon
225
Pacer Global Cash Cows Dividend ETF
GCOW
$3.47B
$1.15M 0.1%
+46,696
New +$1.2M
7 8
9
10 11

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.