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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
201
PepsiCo
PEP
$191B
$842K 0.12%
7,013
+1,789
+34% +$242K
GSEW icon
202
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$835K 0.12%
21,879
-15,121
-41% -$714K
IBD icon
203
Inspire Corporate Bond ETF
IBD
$490M
$819K 0.12%
33,636
-1,559
-4% -$39.6K
VFC icon
204
VF Corp
VFC
$5.75B
$817K 0.12%
15,112
-999
-6% -$77.9K
IJJ icon
205
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$815K 0.12%
14,850
+482
+3% +$36.2K
AMGN icon
206
Amgen
AMGN
$226B
$814K 0.12%
4,015
-141
-3% -$30.8K
IGF icon
207
iShares Global Infrastructure ETF
IGF
$10.7B
$811K 0.12%
23,760
-872
-4% -$38.6K
EMR icon
208
Emerson Electric
EMR
$90.1B
$803K 0.11%
16,863
-672
-4% -$44.2K
BAC icon
209
Bank of America
BAC
$448B
$800K 0.11%
37,666
+1,163
+3% +$34.9K
EFA icon
210
iShares MSCI EAFE ETF
EFA
$80.3B
$788K 0.11%
14,736
-3,751
-20% -$238K
VHT icon
211
Vanguard Health Care ETF
VHT
$19B
$788K 0.11%
4,745
+196
+4% +$35.8K
FV icon
212
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$775K 0.11%
30,139
-30,765
-51% -$930K
FTLS icon
213
First Trust Long/Short Equity ETF
FTLS
$2.5B
$768K 0.11%
20,483
-1,717
-8% -$71.1K
IGHG icon
214
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$767K 0.11%
11,780
-354
-3% -$25.8K
SPSB icon
215
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$766K 0.11%
25,332
+47
+0.2% +$1.44K
IBB icon
216
iShares Biotechnology ETF
IBB
$9.82B
$758K 0.11%
7,034
-1,293
-16% -$149K
TMO icon
217
Thermo Fisher Scientific
TMO
$221B
$757K 0.11%
2,669
+402
+18% +$127K
CMCSA icon
218
Comcast
CMCSA
$91.9B
$753K 0.11%
21,893
-363
-2% -$15.3K
XHE icon
219
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$748K 0.11%
+10,436
New +$849K
RFDI icon
220
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$723K 0.1%
15,904
-438
-3% -$23.8K
CAT icon
221
Caterpillar
CAT
$395B
$720K 0.1%
6,204
-900
-13% -$115K
BLES icon
222
Inspire Global Hope ETF
BLES
$165M
$699K 0.1%
32,982
-275
-0.8% -$7.51K
MDT icon
223
Medtronic
MDT
$116B
$696K 0.1%
7,718
+282
+4% +$30K
AKTS
224
DELISTED
Akoustis Technologies Inc
AKTS
$696K 0.1%
129,565
+28,582
+28% +$201K
AOK icon
225
iShares Core Conservative Allocation ETF
AOK
$795M
$694K 0.1%
20,536
+1,083
+6% +$38.6K
7 8
9
10 11

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.