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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
201
Comcast
CMCSA
$91.9B
$819K 0.1%
20,470
+1,895
+10% +$71.3K
FTA icon
202
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$807K 0.1%
15,640
+8,197
+110% +$415K
AXON
203
Axon Enterprise
AXON
$48.6B
$799K 0.1%
14,690
-225
-2% -$11.5K
PWS icon
204
Pacer WealthShield ETF
PWS
$25.1M
$792K 0.1%
32,689
-3,400
-9% -$81.9K
MO icon
205
Altria Group
MO
$110B
$791K 0.1%
13,773
-1,022
-7% -$52.2K
SRLN icon
206
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$787K 0.1%
17,110
-12,379
-42% -$569K
ABBV icon
207
AbbVie
ABBV
$443B
$777K 0.1%
9,647
+104
+1% +$8.51K
AOK icon
208
iShares Core Conservative Allocation ETF
AOK
$795M
$776K 0.1%
22,486
+3,566
+19% +$120K
MMM icon
209
3M
MMM
$93.2B
$757K 0.09%
4,357
+501
+13% +$84.3K
SPSB icon
210
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$753K 0.09%
24,652
+15,322
+164% +$465K
WTFC icon
211
Wintrust Financial
WTFC
$10.9B
$750K 0.09%
11,142
-370
-3% -$26.4K
ADBE icon
212
Adobe
ADBE
$102B
$741K 0.09%
2,780
+100
+4% +$25.2K
ARKK icon
213
ARK Innovation ETF
ARKK
$6.46B
$738K 0.09%
15,789
+866
+6% +$38.1K
VHT icon
214
Vanguard Health Care ETF
VHT
$19B
$738K 0.09%
4,282
+609
+17% +$103K
VMBS icon
215
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$734K 0.09%
14,029
+91
+0.7% +$4.71K
SHOP icon
216
Shopify
SHOP
$196B
$730K 0.09%
35,330
-3,400
-9% -$60K
IUSV icon
217
iShares Core S&P US Value ETF
IUSV
$27.9B
$719K 0.09%
13,105
+3,333
+34% +$178K
PFF icon
218
iShares Preferred and Income Securities ETF
PFF
$13.3B
$716K 0.09%
19,574
+165
+0.9% +$5.93K
VCIT icon
219
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$705K 0.09%
8,110
+1,327
+20% +$112K
CVS icon
220
CVS Health
CVS
$122B
$703K 0.09%
13,040
+6,302
+94% +$389K
SPYV icon
221
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$703K 0.09%
23,209
+9,012
+63% +$266K
GOVT icon
222
iShares US Treasury Bond ETF
GOVT
$43.8B
$700K 0.09%
27,743
+17,935
+183% +$446K
AVGO icon
223
Broadcom
AVGO
$2.01T
$692K 0.09%
23,000
-1,100
-5% -$29.8K
VBK icon
224
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
$690K 0.09%
3,839
-975
-20% -$167K
ADRE
225
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$686K 0.09%
16,643
– –
7 8
9
10 11

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.