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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
(-18%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-7.44%
Top 10 Holdings %
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$9.45M |
| 2 |
AAM S&P 500 High Dividend Value ETF
SPDV
|
+$3.95M |
| 3 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$3.93M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.43M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.18M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$9.48M |
| 2 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$7.31M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$7.02M |
| 4 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$6.37M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$5.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.44% |
| 2 | Consumer Discretionary | 3.6% |
| 3 | Financials | 2.55% |
| 4 | Industrials | 2.32% |
| 5 | Communication Services | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
iShares Select Dividend ETF
DVY
$23.9B
| $743K | 0.1% |
8,321
-997
| -11% | -$95.5K |
|
|
AGGP
202
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
| $741K | 0.1% |
39,172
+10,276
| +36% | +$194K |
|
203
Altria Group
MO
$110B
| $731K | 0.1% |
14,795
-5,528
| -27% | -$320K |
|
204
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
| $726K | 0.1% |
28,696
+2,036
| +8% | +$50.8K |
|
205
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.8B
| $725K | 0.1% |
4,814
-1,231
| -20% | -$203K |
|
206
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
| $717K | 0.1% |
13,938
+407
| +3% | +$20.7K |
|
207
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $687K | 0.09% |
6,597
-1,022
| -13% | -$104K |
|
208
iShares Core S&P US Growth ETF
IUSG
$34B
| $684K | 0.09% |
12,979
-11,110
| -46% | -$630K |
|
209
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
| $673K | 0.09% |
14,210
+151
| +1% | +$7.09K |
|
210
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $664K | 0.09% |
19,409
-6,989
| -26% | -$248K |
|
211
US Bancorp
USB
$101B
| $657K | 0.09% |
14,363
-3,156
| -18% | -$162K |
|
|
AXON
212
Axon Enterprise
AXON
$48.8B
| $653K | 0.09% |
14,915
+2,425
| +19% | +$126K |
|
213
iQIYI
IQ
$1.27B
| $650K | 0.09% |
43,740
+3,420
| +8% | +$71.4K |
|
214
iShares Biotechnology ETF
IBB
$9.82B
| $649K | 0.09% |
6,728
+1,791
| +36% | +$190K |
|
215
Tesla
TSLA
$1.32T
| $641K | 0.09% |
28,890
-5,100
| -15% | -$110K |
|
216
Comcast
CMCSA
$91.9B
| $632K | 0.09% |
18,575
-3,888
| -17% | -$142K |
|
217
iShares Core Conservative Allocation ETF
AOK
$795M
| $619K | 0.08% |
18,920
+422
| +2% | +$14K |
|
218
3M
MMM
$93.5B
| $614K | 0.08% |
3,856
-525
| -12% | -$87.1K |
|
219
Broadcom
AVGO
$2.01T
| $613K | 0.08% |
24,100
-2,400
| -9% | -$56.6K |
|
220
Phillips 66
PSX
$91.3B
| $609K | 0.08% |
7,066
-1,987
| -22% | -$194K |
|
221
Adobe
ADBE
$102B
| $607K | 0.08% |
2,680
-739
| -22% | -$178K |
|
222
Alphabet (Google) Class C
GOOG
$4.2T
| $606K | 0.08% |
11,700
-15,440
| -57% | -$826K |
|
|
ADRE
223
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
| $600K | 0.08% |
16,643
-3,656
| -18% | -$138K |
|
|
EOD
224
Allspring Global Dividend Opportunity Fund
EOD
$289M
| $598K | 0.08% |
128,846
-24,880
| -16% | -$126K |
|
225
Northrop Grumman
NOC
$81.6B
| $593K | 0.08% |
2,420
-585
| -19% | -$162K |
|
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review
As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.
- Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
- Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
- Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
- Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
- Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
- Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
- Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.