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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
201
Adobe
ADBE
$102B
$923K 0.1%
3,419
+111
+3% +$28.6K
HISF icon
202
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99.2M
$900K 0.1%
18,301
+14
+0.1% +$694
DD icon
203
DuPont de Nemours
DD
$19.4B
$897K 0.1%
5,505
+3,159
+135% +$543K
ABBV icon
204
AbbVie
ABBV
$443B
$895K 0.1%
9,463
+268
+3% +$25.4K
FTCS icon
205
First Trust Capital Strength ETF
FTCS
$7.97B
$891K 0.1%
16,131
+838
+5% +$45K
HYD icon
206
VanEck High Yield Muni ETF
HYD
$4.41B
$874K 0.1%
14,046
+1,264
+10% +$79.3K
RDS.B
207
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$872K 0.1%
12,297
-1,540
-11% -$107K
SCHO icon
208
Schwab Short-Term US Treasury ETF
SCHO
$13B
$865K 0.1%
34,918
+14
+0% +$347
FTC icon
209
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.41B
$856K 0.1%
12,158
+3,339
+38% +$229K
AXON
210
Axon Enterprise
AXON
$48.6B
$855K 0.1%
12,490
+3,300
+36% +$223K
WMT icon
211
Walmart Inc
WMT
$918B
$851K 0.1%
27,174
-1,059
-4% -$32.4K
MU icon
212
Micron Technology
MU
$1.08T
$832K 0.09%
18,395
-7,354
-29% -$371K
AWP
213
abrdn Global Premier Properties Fund
AWP
$364M
$831K 0.09%
45,710
+2,000
+5% +$37.7K
ADRE
214
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$822K 0.09%
20,299
+30
+0.1% +$1.23K
EOD
215
Allspring Global Dividend Opportunity Fund
EOD
$289M
$813K 0.09%
153,726
-13,750
-8% -$75.9K
RWR icon
216
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$800K 0.09%
8,589
-167
-2% -$15.8K
FVC icon
217
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
$796K 0.09%
27,604
+1,386
+5% +$39.8K
PRFZ icon
218
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.9B
$793K 0.09%
27,875
+4,715
+20% +$135K
VTEB icon
219
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$792K 0.09%
+15,672
New +$797K
CSQ icon
220
Calamos Strategic Total Return Fund
CSQ
$3.37B
$789K 0.09%
58,719
+2,166
+4% +$28.6K
MLPX icon
221
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$784K 0.09%
19,546
+2,798
+17% +$115K
IGF icon
222
iShares Global Infrastructure ETF
IGF
$10.7B
$772K 0.09%
18,326
+82
+0.4% +$3.53K
IEF icon
223
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$771K 0.09%
7,619
-2,737
-26% -$279K
MMM icon
224
3M
MMM
$93.5B
$771K 0.09%
4,381
+44
+1% +$7.58K
PTY icon
225
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$759K 0.08%
42,540
+32,395
+319% +$580K
7 8
9
10 11

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.